Annual reports

Annual report 2011 - full version


Annual report 2011 - Preface and table of contents


Annual report 2011 - Chapter 1: General supervision and international cooperation

1. General Supervision
2. Cooperation within European institutions
3. Multilateral cooperation
4. List of international groups in which the CSSF participates


Annual report 2011 - Chapter 2: Supervision of the banking sector

1. Developments in the banking sector in 2011
2. Prudential supervisory practice


Annual report 2011 - Chapter 3: Supervision of PFS

1. Development of PFS in 2011
2. Prudential supervisory practice
3. Support PFS


Annual report 2011 - Chapter 4: Supervision of payment institutions and electronic money institutions

1. Payment institutions
2. Electronic money institutions


Annual report 2011 - Chapter 5: Supervision of undertakings for collective investment

1. Evolution of the UCI sector in 2011
2. Management companies set up under Chapter 15 of the Law of 17 December 2010
3. Evolution of the regulatory framework
4. Prudential supervisory practice


Annual report 2011 - Chapter 6: Supervision of SICARs

1. Developments of SICARs in 2011
2. Prudential practice


Annual report 2011 - Chapter 7: Supervision of securitisation undertakings

1. Developments of authorised securitisation undertakings
2. Prudential supervisory practice


Annual report 2011 - Chapter 8: Supervision of pension funds

1. Developments of pension funds in 2011
2. International cooperation


Annual report 2011 - Chapter 9: Supervision of securities markets

1. Approval of prospectuses relating to offers to the public or admissions to trading on a regulated market
2. Takeover bids
3. Supervision of issuers of securities of which the CSSF is the competent authority
4. Enforcement of financial information
5. Supervision of markets and market operators
6. Investigations and cooperation


Annual report 2011 - Chapter 10: Supervision of information systems

1. Activities in 2011
2. Supervisory practice of information systems


Annual report 2011 - Chapter 11: Public oversight of the audit profession

1. Regulatory framework of the audit profession
2. Quality assurance review
3. Overview of the population of réviseurs d’entreprises (statutory auditors) in Luxembourg


Annual report 2011 - Chapter 12: Means of administrative police

1. Legal framework
2. Decisions taken in 2011


Annual report 2011 - Chapter 13: Financial consumer protection

1. Consumer protection
2. Out-of-court dispute settlement


Annual report 2011 - Chapter 14: Fight against money laundering and terrorist financing

1. Amendments to the regulatory framework regarding the fight against money laundering and terrorist financing
2. Participation of the CSSF in meetings regarding the fight against money laundering and terrorist financing
3. Reports regarding the fight against money laundering and terrorist financing


Annual report 2011 - Chapter 15: Banking and financial laws and regulations

1. Directives and regulations under discussion at EU Council level
2. Directives adopted by the Council and the European Parliament to be transposed under national law
3. Luxembourg laws and regulations adopted in 2011
4. Questions on the practical application of regulations and judgements


Annual report 2011 - Chapter 16: Internal organisation of the CSSF

1. Governance and functioning of the CSSF
2. Human resources
3. Information systems
4. Staff members
5. Committees


Annual report 2011 - Annexes

Annual accounts of the CSSF - 2011
List of abbreviations


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