Annual reports

Annual report 2012 - full version


Annual report 2012 - Preface and table of contents


Annual report 2012 - Chapter 1: Governance and functioning of the CSSF

1. Principles
2. Governing bodies
3. Committees
4. Human resources
5. New CSSF headquarters
6. Information systems
7. Annual accounts of the CSSF - 2012


Annual report 2012 - Chapter 2: The European and international dimension of the CSSF's mission

1. Cooperation within European institutions
2. Multilateral cooperation
3. List of international groups in which the CSSF participates


Annual report 2012 - Chapter 3: Supervision of the banking sector

1. Developments in the banking sector in 2012
2. Prudential supervisory practice


Annual report 2012 - Chapter 4: Supervision of PFS

1. Investment firms
2. Specialised PFS
3. Support PFS


Annual report 2012 - Chapter 5: Supervision of payment institutions and electronic money institutions

1. Payment institutions
2. Electronic money institutions


Annual report 2012 - Chapter 6: Supervision of undertakings for collective investment

1. Evolution of the UCI sector in 2012
2. Management companies set up under
Chapter 15 of the law of 17 December 2010
3. Developments in the regulatory framework
4. Prudential supervisory practice


Annual report 2012 - Chapter 7: Supervision of SICARs

1. Developments of SICARs in 2012
2. Prudential practice


Annual report 2012 - Chapter 8: Supervision of securitisation undertakings

1. Developments of authorised securitisation undertakings
2. Prudential supervisory practice


Annual report 2012 - Chapter 9: Supervision of pension funds

1. Developments of pension funds in 2012
2. Developments of liability managers in 2012


Annual report 2012 - Chapter 10: Supervision of securities markets

1. Approval of prospectuses for securities relating to offers to the public or admissions to trading on a regulated market
2. Takeover bids
3. Mandatory squeeze-out and sell-out of securities
4. Supervision of issuers of securities of which the CSSF is the competent authority
5. Enforcement of financial information
6. Supervision of markets and market operators
7. Investigations and cooperation


Annual report 2012 - Chapter 11: Supervision of information systems

1. Activities in 2012
2. Supervisory practice of information systems


Annual report 2012 - Chapter 12: Public oversight of the audit profession

1. Regulatory framework of the audit profession
2. Quality assurance review
3. Overview of the population of réviseurs d'entreprises (statutory auditors) in Luxembourg


Annual report 2012 - Chapter 13: Instruments of supervision

1. On-site inspections
2. Means of administrative police


Annual report 2012 - Chapter 14: Fight against money laundering and terrorist financing

1. Amendments to the regulatory framework regarding the fight against money laundering and terrorist financing
2. Participation of the CSSF in meetings regarding the fight against money laundering and terrorist financing


Annual report 2012 - Chapter 15: Financial consumer protection

1. Financial consumer protection
2. Out-of-court dispute settlement


Annual report 2012 - Chapter 16: Banking and financial laws and regulations

1. Directives and regulations under discussion at EU level
2. Directives adopted by the Council and the European Parliament to be transposed under national law
3. Laws and regulations adopted in 2012


Annual report 2012 - Annexe

List of abbreviations


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