Annual reports

Annual report 2003 - Cover


Annual report 2003 - Preface and table of contents


Annual report 2003 - Chapter 1: Information concerning the Law of 2 August 2003


Annual report 2003 - Chapter 2: Supervision of the banking sector

1. Developments in the banking sector in 2003
2. Developments in the regulatory framework
3. Prudential supervisory practice


Annual report 2003 - Chapter 3: Supervision of undertakings for collective investment

1. Developments in the UCI sector in 2003
2. Newly created entities approved in 2003
3. Closed down entities in 2003
4. Developments regarding UCIs investing principally in other UCIs
5. Developments in the regulatory framework
6. Management companies
7. Prudential supervisory practice


Annual report 2003 - Chapter 4: Supervision of pension funds

1. Developments in the pension funds sector in 2003
2. Developments in the legal framework


Annual report 2003 - Chapter 5: Supervision of the other professionals of the financial sector

1. Developments in 2003 of the other professionals of the financial sector (PFS) subject to the supervision of the CSSF
2. Prudential supervisory practice
3. Development in the regulatory framework


Annual report 2003 - Chapter 6: Supervision of securities markets

1. Reporting of transactions on financial assets
2. Investigations conducted by the CSSF in its supervision of securities markets
3. Supervisory practice


Annual report 2003 - Chapter 7: Supervision of information systems

1. Activities in 2003
2. International co-operation


Annual report 2003 - Chapter 8: Means of sanction available to the CSSF

1. Means of intervention available to the CSSF
2. Sanctions imposed in 2003


Annual report 2003 - Chapter 9: Customer complaints

1. Complaints in 2003
2. Analysis of complaints handled in 2003
3. FIN-NET network: the cross-border out-of-court complaints network for financial services


Annual report 2003 - Chapter 10: International co-operation: CSSF involvement in international groups

1. Co-operation within European institutions
2. Multilateral co-operation


Annual report 2003 - Chapter 11: Banking and financial legislation and regulations

1. Directives under discussion at Council level
2. Directives adopted by the Council and the European Parliament but not yet implemented under national law
3. Laws passed in 2003
4. Circulars issued in 2003
5. Circulars in force


Annual report 2003 - Chapter 12 : Internal organisation of the CSSF

1. Functioning of the CSSF
2. Human resources
3. Information technology department
4. Staff members
5. Internal committees


Annual report 2003 - Appendices

1. The nature and the scope of banking secrecy
2. The CSSF in figures
3. The financial centre in figures
4. Contact telephone numbers


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