Annual reports

Annual report 2004 - Cover


Annual report 2004 - Preface and table of contents


Annual report 2004 - Chapter 1: Supervision of the banking sector

1. Developments in the banking sector in 2004
2. Developments in the regulatory framework
3. Prudential supervisory practice


Annual report 2004 - Chapter 2: Supervision of undertakings for collective investment

1. Developments in the UCIs sector in 2004
2. Newly created entities approved in 2004
3. Closed down entities in 2004
4. Developments regarding UCIs investing principally in other UCIs
5. Management companies
6. Developments in the regulatory framework
7. Prudential supervisory practice


Annual report 2004 - Chapter 3: Supervision of pension funds

1. Developments in the pension funds sector in 2004
2. Developments in the legal framework


Annual report 2004 - Chapter 4: Supervisory framework for SICARs

1. Legal framework
2. Prudential supervisory practice


Annual report 2004 - Chapter 5: Supervision of the other professionals of the financial sector

1. Developments in 2004 of the other professionals of the financial sector (PFS)
2. Prudential supervisory practice


Annual report 2004 - Chapter 6: Supervision of securities markets

1. Reporting of transactions on financial assets
2. Investigations conducted by the CSSF in its supervision of securities markets
3. Supervisory practice


Annual report 2004 - Chapter 7: Supervision of information systems

1. Activities in 2004
2. Supervisory practice


Annual report 2004 - Chapter 8: Means of sanction available to the CSSF

1. Means of intervention available to the CSSF
2. Sanctions imposed in 2004


Annual report 2004 - Chapter 9: Customer complaints

1. Complaints in 2004
2. Analysis of complaints handled in 2004
3. FIN-NET network, the cross-border out-of-court complaints network for financial services


Annual report 2004 - Chapter 10: International co-operation: CSSF involvement in international groups

1. Co-operation within European institutions
2. Multilateral co-operation


Annual report 2004 - Chapter 11: Banking and financial legislation and regulations

1. Directives under discussion at Council level
2. Directives adopted by the Council and the European Parliament but not yet implemented under national law
3. Laws passed in 2004
4. Circulars issued in 2004
5. Circulars in force


Annual report 2004 - Chapter 12: Internal organisation of the CSSF

1. Functioning of the CSSF
2. Human resources
3. Information technology
4. Staff members
5. Internal committees


Annual report 2004 - Appendices

1. Communications related to the fight against money laundering and terrorist financing
2. The CSSF in figures
3. The financial centre in figures
4. Contact telephone numbers


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