Annual reports

Annual report 2013 - Full version


Annual report 2013 - Preface and table of contents


Annual report 2013 - Chapter 1: Governance and functioning of the CSSF

1. Principles
2. Governing bodies
3. Committees
4. Human resources
5. CSSF library
6. New CSSF headquarters
7. Information systems
8. Annual accounts of the CSSF - 2013


Annual report 2013 - Chapter 2: European dimension of the supervision of the financial sector

1. Supervision of banks
2. Supervision of financial markets
3. Cooperation within European bodies
4. List of European groups in which the CSSF participates


Annual report 2013 - Chapter 3: The international dimension of the CSSF's mission

1. Cooperation within international institutions
2. List of international groups in which the CSSF participates


Annual report 2013 - Chapter 4: Supervision of the banking sector

1. Developments in the banking sector in 2013
2. Prudential supervisory practice


Annual report 2013 - Chapter 5: Supervision of PFS

1. Investment firms
2. Specialised PFS
3. Support PFS


Annual report 2013 - Chapter 6: Supervision of payment institutions and electronic money institutions

1. Payment institutions
2. Electronic money institutions


Annual report 2013 - Chapter 7: Supervision of UCIs and SICARs

1. Evolution of the UCI and SICAR sector in 2013
2. Management companies and alternative investment fund managers
3. Developments in the regulatory framework
4. Prudential supervisory practice
5. IT system for the supervision of UCIs


Annual report 2013 - Chapter 8: Supervision of securitisation undertakings

1. Developments of authorised securitisation undertakings
2. Prudential supervisory practice


Annual report 2013 - Chapter 9: Supervision of pension funds

1. Developments of pension funds in 2013
2. Developments of liability managers in 2013


Annual report 2013 - Chapter 10: Supervision of securities markets

1. Approval of prospectuses for securities relating to offers to the public or admissions to trading on a regulated market
2. Takeover bids
3. Mandatory squeeze-out and sell-out of securities
4. Supervision of issuers of securities of which the CSSF is the competent authority
5. Enforcement of financial information
6. Supervision of markets and market operators
7. Investigations and cooperation


Annual report 2013 - Chapter 11: Supervision of information systems

1. Activities in 2013
2. Supervision of information systems in practice


Annual report 2013 - Chapter 12: Public oversight of the audit profession

1. Regulatory framework of the audit profession
2. Quality assurance review
3. Overview of the population of réviseurs d'entreprises (statutory auditors) in
Luxembourg
4. Cooperative agreements
5. Practice of public oversight of the audit profession


Annual report 2013 - Chapter 13: Instruments of supervision

1. On-site inspections
2. Means of administrative police


Annual report 2013 - Chapter 14: Fight against money laundering and terrorist financing

1. Amendments to the regulatory framework regarding the fight against money
laundering and terrorist financing
2. Participation of the CSSF in meetings regarding the fight against money laundering and terrorist financing


Annual report 2013 - Chapter 15: Financial consumer protection

1. Financial consumer protection
2. Out-of-court resolution of complaints


Annual report 2013 - Chapter 16: Banking and financial laws and regulations

1. Directives and regulations under discussion at EU level
2. Directives to be transposed under national law
3. Laws and regulations adopted in 2013


Annual report 2013 - Annexe

List of abbreviations


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