Annual reports

Annual report 2014 - Full version


Annual report 2014 - Preface and table of contents


Annual report 2014 - Chapter 1: Governance and functioning of the CSSF

1. Principles
2. Governing bodies
3. Committees
4. Human resources
5. CSSF library
6. New CSSF headquarters
7. Information systems
8. Annual accounts of the CSSF - 2014


Annual report 2014 - Chapter 2: The European dimension of the supervision of the financial sector

1. Supervision of banks
2. Supervision of financial markets
3. Co-operation within the other European bodies
4. List of European groups in which the CSSF participates


Annual report 2014 - Chapter 3: The international dimension of the CSSF's mission

1. Co-operation within international institutions
2. List of international groups in which the CSSF participates


Annual report 2014 - Chapter 4: Supervision of banks

1. Developments in the banking sector in 2014
2. Prudential supervisory practice


Annual report 2014 - Chapter 5: Supervision of PFS

1. Investment firms
2. Specialised PFS
3. Support PFS


Annual report 2014 - Chapter 6: Supervision of payment institutions and electronic money institutions

1. Payment institutions
2. Electronic money institutions


Annual report 2014 - Chapter 7: Supervision of UCIs

1. Evolution of the UCI sector in 2014
2. Management companies and alternative investment fund managers
3. Developments in the regulatory framework
4. Prudential supervisory practice
5. IT support for the supervision of UCIs


Annual report 2014 - Chapter 8: Supervision of securitisation undertakings


Annual report 2014 - Chapter 9: Supervision of pension funds

1. Developments of pension funds in 2014
2. Developments of liability managers in 2014


Annual report 2014 - Chapter 10: Supervision of securities markets

1. Approval of prospectuses for securities relating to offers to the public or admissions to trading on a regulated market
2. Takeover bids
3. Mandatory squeeze-out and sell-out of securities
4. Supervision of issuers of securities of which the CSSF is the competent authority
5. Enforcement of financial information
6. Supervision of markets and market operators
7. Investigations and co-operation


Annual report 2014 - Chapter 11: Supervision of information systems

1. Activities in 2014
2. Supervision of information systems in practice


Annual report 2014 - Chapter 12: Public oversight of the audit profession

1. Audit reform
2. European co-operation within the European Audit Inspection Group (EAIG)
3. Quality assurance review
4. Overview of the population of réviseurs d’entreprises (statutory auditors) in Luxembourg


Annual report 2014 - Chapter 13: Instruments of supervision

1. On-site inspections
2. Sanctions and means of administrative police


Annual report 2014 - Chapter 14: Financial crime

1. Amendments to the regulatory framework regarding the fight against money laundering and terrorist financing and regarding international financial sanctions
2. Participation of the CSSF in meetings regarding the fight against money laundering and terrorist financing
3. Information for professionals subject to the supervision of the CSSF regarding the fight against money laundering and terrorist financing


Annual report 2014 - Chapter 15: Financial consumer protection

1. Financial consumer protection
2. Out-of-court resolution of complaints


Annual report 2014 - Chapter 16: Banking and financial laws and regulations

1. Directives and regulations under discussion at EU level
2. Directives to be transposed under national law
3. Laws and regulations adopted in 2014


Annual report 2014 - Annex

List of abbreviations


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