Annual reports

Annual report 2015 - Full version


Annual report 2015 - Preface and table of contents


Annual report 2015 - Chapter 1: Governance and functioning of the CSSF

1. Principles
2. Governing bodies
3. Committees
4. Human resources
5. CSSF library
6. New CSSF headquarters
7. Information systems
8. Budget and annual accounts of the CSSF - 2015


Annual report 2015 - Chapter 2: The European dimension of the supervision of the financial sector

1. Supervision of banks
2. Supervision of financial markets
3. Macroprudential supervision
4. Cooperation within the other European bodies
5. List of European groups in which the CSSF participates


Annual report 2015 - Chapter 3: The international dimension of the CSSF's mission

1. Cooperation within international institutions
2. List of international groups in which the CSSF participates


Annual report 2015 - Chapter 4: Financial innovation


Annual report 2015 - Chapter 5: Supervision of banks

1. Developments in the banking sector in 2015
2. Prudential supervisory practice
3. Implementation of macroprudential supervision


Annual report 2015 - Chapter 6: Supervision of PFS

1. Investment firms
2. Specialised PFS
3. Support PFS


Annual report 2015 - Chapter 7: Supervision of payment institutions and electronic money institutions

1. Payment institutions
2. Electronic money institutions


Annual report 2015 - Chapter 8: Supervision of UCIs

1. Major events in 2015
2. Investment fund managers (IFMs)
3. Evolution of the UCI sector
4. Developments in the regulatory framework
5. Prudential supervisory practice
6. IT support for the supervision of UCIs


Annual report 2015 - Chapter 9: Supervision of securitisation undertakings


Annual report 2015 - Chapter 10: Supervision of pension funds

1. Developments of pension funds in 2015
2. Developments of liability managers in 2015


Annual report 2015 - Chapter 11: Supervision of securities markets

1. Approval of prospectuses for securities relating to offers to the public or admissions to trading on a regulated market
2. Takeover bids
3. Mandatory squeeze-out and sell-out of securities
4. Supervision of issuers of securities of which the CSSF is the
competent authority
5. Enforcement of financial information
6. Supervision of markets and market operators
7. Investigations and cooperation


Annual report 2015 - Chapter 12: Supervision of information systems

1. Activities in 2015
2. Supervision of information systems in practice


Annual report 2015 - Chapter 13: Public oversight of the audit profession

1. Development of the legal and regulatory framework
2. European cooperation within the EAIG (European Audit Inspection Group)
3. Quality assurance review
4. Overview of the population of réviseurs d'entreprises (statutory auditors) in Luxembourg
5. Cooperation agreements


Annual report 2015 - Chapter 14: Instruments of supervision

1. On-site inspections
2. Sanctions and means of administrative police


Annual report 2015 - Chapter 15: Resolution


Annual report 2015 - Chapter 16: Financial crime

1. Amendments to the regulatory framework regarding the fight against money laundering and terrorist financing
2. Participation of the CSSF in meetings regarding the fight against money laundering and terrorist financing
3. Information for professionals subject to the supervision of the CSSF regarding the fight against money laundering and terrorist financing


Annual report 2015 - Chapter 17: Financial consumer protection

1. Financial consumer protection
2. Out-of-court resolution of complaints


Annual report 2015 - Chapter 18: Banking and financial laws and regulations

1. Directives and regulations under negotiation at EU level
2. Directives to be transposed into national law
3. Laws and regulations adopted in 2015


Annual report 2015 - Annex

List of abbreviations


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