Annual reports

Annual report 2006 - full version


Annual report 2006 - Cover


Annual report 2006 - Preface and table of contents


Annual report 2006 - Chapter 1: Supervision of the banking sector

1. Developments in the banking sector in 2006
2. Prudential supervisory practice


Annual report 2006 - Chapter 2: Supervision of undertakings for collective investment

1. Developments in the UCI sector in 2006
2. Newly created entities approved in 2006
3. Closed down entities in 2006
4. Developments regarding UCIs investing principally in other UCIs
5. Developments regarding UCIs adopting alternative investment strategies
6. Developments regarding UCIs investing principally in real estate assets
7. Performance analysis of the major Luxembourg UCI categories in 2006
8. Management companies and self-managed investment companies
9. Developments in the regulatory framework
10. Prudential supervisory practice
11. Savings plans offered by Luxembourg UCIs


Annual report 2006 - Chapter 3: Supervision of pension funds

1. Developments in the pension funds sector in 2006
2. Activity of existing pension funds
3. Developments in the legal framework
4. International co-operation


Annual report 2006 - Chapter 4: Supervisory framework for SICARs

1. Developments in the SICAR sector in 2006
2. Regulatory framework
3. Prudential practice


Annual report 2006 - Chapter 5: Supervision of securitisation undertakings

1. Developments in the sector of authorised securitisation undertakings
2. Prudential supervisory practice


Annual report 2006 - Chapter 6: Supervision of the other professionals of the financial sector

1. Developments in 2006 of the other professionals of the financial sector (PFS)
2. Prudential supervisory practice


Annual report 2006 - Chapter 7: Supervision of securities markets

1. Reporting of transactions on financial assets
2. Supervisory practice
3. Developments in the regulatory framework


Annual report 2006 - Chapter 8: Supervision of information systems

1. Activities in 2006
2. Supervisory practice


Annual report 2006 - Chapter 9: Means of sanction available to the CSSF

1. Means of intervention available to the CSSF
2. Sanctions imposed in 2006


Annual report 2006 - Chapter 10: General Secretariat

1. Activities in 2006
2. Customer complaints
3. Reports related to the fight against money laundering and terrorist financing


Annual report 2006 - Chapter 11: General Supervision and CSSF involvement in international groups

1. General Supervision
2. Co-operation within European institutions
3. Multilateral co-operation


Annual report 2006 - Chapter 12: Banking and financial legislation and regulations

1. Directives under discussion at Council level
2. Directives adopted by the Council and the European Parliament but not yet implemented under national law
3. Laws passed in 2006
4. Circulars issued in 2006
5. Circulars in force


Annual report 2006 - Chapter 13: Internal organisation of the CSSF

1. Functioning of the CSSF
2. Human resources
3. Information Technology
4. Staff members
5. Internal committees


Annual report 2006 - Appendices

1. Comments on the general policy and interpretations of the CSSF in relation to the authorisation of professionals of the financial sector
2. The CSSF in figures
3. The financial centre in figures
4. Contact telephone numbers


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