Annual reports

Annual report 2009 - full version


Annual report 2009 - Cover


Annual report 2009 - Preface and table of contents


Annual report 2009 - Chapter 1: General supervision and international cooperation

1. General Supervision
2. Cooperation at EU level
3. Multilateral cooperation


Annual report 2009 - Chapter 2: Supervision of the banking sector

1. Developments in the banking sector in 2009
2. Prudential supervisory practice


Annual report 2009 - Chapter 3: Supervision of undertakings for collective investment

1. Developments in the UCI sector in 2009
2. Developments of UCI entities in 2009
3. The Madoff Case
4. Performance analysis of the major Luxembourg UCI categories in 2009
5. Management companies set up under Chapter 13 of the law of 20 December 2002
6. Developments in the regulatory framework
7. Prudential supervisory practice


Annual report 2009 - Chapter 4: Supervision of pension funds

1. Developments in the pension funds sector in 2009
2. Liability managers


Annual report 2009 - Chapter 5: Prudential supervision of SICARs

1. Developments in the SICAR sector in 2009
2. Prudential practice


Annual report 2009 - Chapter 6: Supervision of securitisation undertakings

1. Developments in the sector of authorised securitisation undertakings
2. Prudential supervisory practice


Annual report 2009 - Chapter 7: Supervision of PFS

1. Developments of PFS in 2009
2. Prudential supervisory practice
3. Support PFS


Annual report 2009 - Chapter 8: Supevision of securities markets

1. Reporting of transactions in financial instruments
2. Supervisory practice
3. Developments in the regulatory framework


Annual report 2009 - Chapter 9: Supervision of information systems

1. Activities in 2009
2. Supervisory practice


Annual report 2009 - Chapter 10 : Public oversight of the audit profession

1. Legal and regulatory aspects
2. Quality assurance
3. Human and financial means
4. International standards on auditing
5. Ethics and independence
6. Third-country auditors and audit entities


Annual report 2009 - Chapter 11: Means of sanction available to the CSSF

1. Means of intervention available to the CSSF
2. Sanctions imposed in 2009


Annual report 2009 - Chapter 12: Customer protection

1. Consumer protection
2. Customer complaints


Annual report 2009 - Chapter 13: Fight against money laundering and terrorist financing

1. Amendments to the legislation regarding the fight against money laundering and terrorist financing
2. Participation of the CSSF in meetings regarding the fight against money laundering and terrorist financing
3. Reports regarding the fight against money laundering and terrorist financing


Annual report 2009 - Chapter 14: Banking and financial laws and regulations

1. Directives and regulations under discussion at EU Council level
2. Directives and regulations adopted by the Council and the European Parliament but not yet implemented under national law
3. Luxembourg laws and regulations adopted in 2009


Annual report 2009 - Chapter 15: Internal organisation of the CSSF

1. Functioning of the CSSF
2. Human resources
3. IT systems
4. Staff members
5. Committees


Annual report 2009 - Annexe

List of abbreviations


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