CSSF Regulation N° 19-06 of 26 June 2019 (only in French)
restricting the marketing, distribution or sale of contracts for differences to retail clients
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Repealed laws and regulations
CSSF Regulation N° 19-05 of 26 June 2019 (only in French)
prohibiting the marketing, distribution or sale of binary options to retail clients
Law of 30 May 2018 (only in French)
on markets in financial instruments
Grand-ducal Regulation of 30 May 2018 (only in French)
on the protection of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits
Commission Implementing Decision (EU) 2017/2441 of 21 December 2017
on the equivalence of the legal and supervisory framework applicable to stock exchanges in Switzerland in accordance with Directive 2014/65/EU of the European Parliament and of the Council
Commission Implementing Regulation (EU) 2017/2382 of 14 December 2017
laying down implementing technical standards with regard to standard forms, templates and procedures for the transmission of information in accordance with Directive 2014/65/EU of the European Parliament and of the Council
Commission Implementing Decision (EU) 2017/2320 of 13 December 2017
on the equivalence of the legal and supervisory framework of the United States of America for national securities exchanges and alternative trading systems in accordance with Directive 2014/65/EU of the European Parliament and of the Council
Commission Implementing Decision (EU) 2017/2319 of 13 December 2017
on the equivalence of the legal and supervisory framework applicable to recognised exchange companies in Hong Kong Special Administrative Region in accordance with Directive 2014/65/EU of the European Parliament and of the Council
Commission Implementing Decision (EU) 2017/2318 of 13 December 2017
on the equivalence of the legal and supervisory framework in Australia applicable to financial markets in accordance with Directive 2014/65/EU of the European Parliament and of the Council
Commission Implementing Decision (UE) 2017/2238 5 December 2017
on the equivalence of the legal and supervisory framework applicable to designated contract markets and swap execution facilities in the United States of America in accordance with Regulation (EU) No 600/2014 of the European Parliament and of the Council
Commission Delegated Regulation (EU) 2017/2417 of 17 November 2017
supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on the trading obligation for certain derivatives
Commission Delegated Regulation (EU) 2017/2154 of 22 September 2017
supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on indirect clearing arrangements
Commission Delegated Regulation (EU) 2017/2194 of 14 August 2017
supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to package orders
Commission Delegated Regulation (EU) 2017/1946 of 11 July 2017
supplementing Directives 2004/39/EC and 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for an exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm
Commission Implementing Regulation (EU) 2017/1111 of 22 June 2017 (ITS 8)
laying down implementing technical standards with regard to procedures and forms for submitting information on sanctions and measures in accordance with Directive 2014/65/EU of the European Parliament and of the Council
Commission Implementing Regulation (EU) 2017/1110 of 22 June 2017 (ITS 3)
laying down implementing technical standards with regard to the standard forms, templates and procedures for the authorisation of data reporting services providers and related notifications pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments
Commission Implementing Regulation (UE) 2017/1093 of 20 June 2017 (ITS 4)
laying down implementing technical standards with regard to the format of position reports by investment firms and market operators
Commission Implementing Regulation (EU) 2017/1945 of 19 June 2017
laying down implementing technical standards with regard to notifications by and to applicant and authorised investment firms according to Directive 2014/65/EU of the European Parliament and of the Council
Commission Implementing Regulation (EU) 2017/1005 of 15 June 2017 (ITS 2)
laying down implementing technical standards with regard to the format and timing of the communications and the publication of the suspension and removal of financial instruments pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments
Commission Delegated Regulation (EU) 2017/1799 of 12 June 2017
supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council as regards the exemption of certain third countries central banks in their performance of monetary, foreign exchange and financial stability policies from pre- and post-trade transparency requirements
Commission Implementing Regulation (EU) 2017/981 of 7 June 2017 (ITS 7)
laying down implementing technical standards with regard to standard forms, templates and procedures for the consultation of other competent authorities prior to granting an authorisation in accordance with Directive 2014/65/EU of the European Parliament and of the Council
Commission Implementing Regulation (EU) 2017/980 of 7 June 2017 (ITS 6)
laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation in supervisory activities, for on-site verifications, and investigations and exchange of information between competent authorities in accordance with Directive 2014/65/EU of the European Parliament and of the Council
Commission Implementing Regulation (EU) 2017/988 of 6 June 2017 (ITS 1)
laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation arrangements in respect of a trading venue whose operations are of substantial importance in a host Member State
Commission Implementing Regulation (EU) 2017/953 of 6 June 2017 (ITS 5)
laying down implementing technical standards with regard to the format and the timing of position reports by investment firms and market operators of trading venues pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments
Commission Delegated Regulation (EU) 2017/592 of 1 December 2016 (RTS 20)
supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the criteria to establish when an activity is considered to be ancillary to the main business
Commission Delegated Regulation (EU) 2017/591 of 1 December 2016 (RTS 21)
supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the application of position limits to commodity derivatives
Commission Delegated Regulation (EU) 2017/590 of 28 July 2016 (RTS 22)
supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities
Commission Delegated Regulation (EU) 2017/589 of 19 July 2016 (RTS 6)
supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the organisational requirements of investment firms engaged in algorithmic trading
Commission Delegated Regulation (EU) 2017/1943 of 14 July 2016
supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on information and requirements for the authorisation of investment firms
Commission Delegated Regulation (EU) 2016/2022 of 14 July 2016
supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards concerning the information for registration of third-country firms and the format of information to be provided to the clients
Commission Delegated Regulation (EU) 2017/588 of 14 July 2016 (RTS 11)
supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the tick size regime for shares, depositary receipts and exchange-traded funds
Commission Delegated Regulation (EU) 2017/587 of 14 July 2016 (RTS 1)
supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of shares, depositary receipts, exchange-traded funds, certificates and other similar financial instruments and on transaction execution obligations in respect of certain shares on a trading venue or by a systematic internaliser
Commission Delegated Regulation (EU) 2017/586 of 14 July 2016
supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the exchange of information between competent authorities when cooperating in supervisory activities, on-the-spot verifications and investigations
Commission Delegated Regulation (EU) 2017/585 of 14 July 2016 (RTS 23)
supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the data standards and formats for financial instrument reference data and technical measures in relation to arrangements to be made by the European Securities and Markets Authority and competent authorities
Commission Delegated Regulation (EU) 2017/584 of 14 July 2016 (RTS 7)
supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying organisational requirements of trading venues
Commission Delegated Regulation (EU) 2017/583 of 14 July 2016 (RTS 2)
supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of bonds, structured finance products, emission allowances and derivatives
Commission Delegated Regulation (EU) 2017/1018 of 29 June 2016
supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards specifying information to be notified by investment firms, market operators and credit institutions
Commission Delegated Regulation (EU) 2017/582 of 29 June 2016 (RTS 26)
supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards specifying the obligation to clear derivatives traded on regulated markets and timing of acceptance for clearing
Commission Delegated Regulation (EU) 2017/581 of 24 June 2016 (RTS 15)
supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on clearing access in respect of trading venues and central counterparties
Commission Delegated Regulation (EU) 2017/580 of 24 June 2016 (RTS 24)
supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the maintenance of relevant data relating to orders in financial instruments
Commission Delegated Regulation (EU) 2017/579 of 13 June 2016 (RTS 5)
supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on the direct, substantial and foreseeable effect of derivative contracts within the Union and the prevention of the evasion of rules and obligations
Commission Delegated Regulation (EU) 2017/578 of 13 June 2016 (RTS 8)
supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards specifying the requirements on market making agreements and schemes
Commission Delegated Regulation (EU) 2017/577 of 13 June 2016 (RTS 3)
supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on the volume cap mechanism and the provision of information for the purposes of transparency and other calculations
Commission Delegated Regulation (EU) 2017/576 of 8 June 2016 (RTS 28)
supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the annual publication by investment firms of information on the identity of execution venues and on the quality of execution
Commission Delegated Regulation (EU) 2017/575 of 8 June 2016 (RTS 27)
supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards concerning the data to be published by execution venues on the quality of execution of transactions
Commission Delegated Regulation (EU) 2017/574 of 7 June 2016 (RTS 25)
supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the level of accuracy of business clocks
Commission Delegated Regulation (EU) 2017/573 of 6 June 2016 (RTS 10)
supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on requirements to ensure fair and non-discriminatory co-location services and fee structures
Commission Delegated Regulation (EU) 2016/2021 of 2 June 2016 (RTS 16)
supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on access in respect of benchmarks
Commission Delegated Regulation (EU) 2017/572 of 2 June 2016 (RTS 14)
supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on the specification of the offering of pre-and post-trade data and the level of disaggregation of data
Commission Delegated Regulation (EU) 2017/571 of 2 June 2016 (RTS 13)
supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers
Commission Delegated Regulation (EU) 2016/2020 of 26 May 2016 (RTS 4)
supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on criteria for determining whether derivatives subject to the clearing obligation should be subject to the trading obligation
Commission Delegated Regulation (EU) 2017/570 of 26 May 2016 (RTS 12)
supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards for the determination of a material market in terms of liquidity in relation to notifications of a temporary halt in trading
Commission Implementing Regulation (EU) 2016/824 of 25 May 2016 (ITS 19)
laying down implementing technical standards with regard to the content and format of the description of the functioning of multilateral trading facilities and organised trading facilities and the notification to the European Securities and Markets Authority according to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments
Commission Delegated Regulation (EU) 2017/569 of 24 May 2016 (RTS 18)
supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the suspension and removal of financial instruments from trading
Commission Delegated Regulation (EU) 2017/568 of 24 May 2016 (RTS 17)
supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the admission of financial instruments to trading on regulated markets
Commission Delegated Regulation (EU) 2017/567 of 18 May 2016
supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to definitions, transparency, portfolio compression and supervisory measures on product intervention and positions
Commission Delegated Regulation (EU) 2017/566 of 18 May 2016 (RTS 9)
supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards for the ratio of unexecuted orders to transactions in order to prevent disorderly trading conditions
Commission Delegated Regulation (EU) 2017/565 of 25 April 2016
supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive
Commission Delegated Directive (EU) 2017/593 of 7 April 2016
supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits
Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014
on markets in financial instruments and amending Regulation (EU) No 648/2012
Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014
on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU
