List of Memoranda of Understanding signed by the CSSF

1. List of MoUs signed with EU authorities

 

Date of signature

Authority

Country

19.05.1993

Autorité de contrôle prudentiel (ACP) (Banque de France)

France

14.05.1993

Bank of England / Financial Services Authority (FSA)

United Kingdom

19.05.1993

Bundesaufsichtsamt für das Kreditwesen / BAFin

Germany

21.06.1993

Banco de Portugal

Portugal

06.07.1993

Commission bancaire, financière et des assurances (CBFA)

Belgium

01.09.1993

Banca d’Italia

Italy

19.07.1994

Finansinspektionen

Sweden

19.07.1994

Finanssivalvonta (Fiva)

Finland

19.07.1994

Finanstilsynet

Norway

février 1995

De Nederlandsche Bank

Netherlands

31.10.1995

Banco de España

Spain

10.07.1996

Central Bank of Ireland

Ireland

07.10.1997

Central Bank of Hungary

Hungary

20.07.2001

Czech National Bank (CNB)

Czech Republic

20.03.2001

Financial and Capital Market Commission

Latvia

25.10.2001

Polish Securities and Exchange Commission

Poland

29.09.2003

National Bank of Slovakia

Slovakia

12.12.2003

Securities Market Agency

Slovenia

14.11.2003

Romanian National Securities Commission

Romania

04.02.2013

Financial and Capital Market Commission

Latvia

 

2. List of MoUs signed with non-EU authorities

 

Date of signature

Authority

Country

02.12.1996

Securities and Futures Commission (SFC)

Hong Kong

18.05.1998

17.05.2012

China Securities Regulatory Commission

China

09.11.2000

Financial Services Board

South Africa

06.10.2000

Comissão de Valores Mobiliarios

Brazil

01.06.2004

Commission de Contrôle de la Gestion de Portefeuilles et des Activités Boursières Assimilées

Monaco

31.05.2005

Bermuda Monetary Authority

Bermuda

10.01.2006

Israel Securities Authority

Israel

26.02.2007

Monetary Authority of Singapore

Singapore

02.05.2007

Dubai Financial Services Authority

Dubai

09.11.2007

Central Bank of Bahrain

Bahrain

25.01.2008

Superintendencia de Valores y Seguros

Chile

01.02.2008

China Banking Regulatory Commission

China

20.01.2009

National Bank of Ukraine

Ukraine

13.03.2009

Banking Regulation and Supervision Agency

Turkey

29.01.2010

National Bank of Kazakhstan

Kazakhstan

29.01.2010

Securities Commission Malaysia

Malaysia

23.08.2010

Financial Supervisory Commission

Taiwan

28.03.2011

Central Bank of Russia

Russia

06.04.2011

Federal Financial Markets Service

Russia

18.01.2012

Emirates Securities and Commodities Authority (ESCA)

United Arab Emirates

28.02.2012

Financial Supervision Commission

Isle of Man

13.03.2012

Qatar Financial Centre Regulatory Authority

Qatar

17.05.2012

Egyptian Financial Supervisory Authority

Egypt

28.11.2012

Securities and Exchange Commission

Thailand

31.01.2013

State Securities Commission

Vietnam

02.08.2013

Financial Services Agency of Japan (JFSA) / Certified Public Accountants and Auditing Oversight Board (CPAAOB)

Japan

15.09.2013

Conseil Déontologique des Valeurs Mobilières

Kingdom of Morocco

17.09.2013

Capital Market Authority

Sultanate of Oman

19.09.2013

Australian Securities and Investments Commission

Australia

04.10.2013

Swiss Federal Audit Oversight Authority (FAOA)

Switzerland

20.01.2014

Autorité fédérale de surveillance des marchés financiers (FINMA)

Switzerland

23.07.2014

Autorità di Informazione Finanziaria (AIF)

Vatican

14.08.2014

Banco Central do Brasil

Brazil

30.01.2015

Guernsey Financial Services Commission

Guernsey

17.09.2015

Public Company Accounting Oversight Board

United States

05.10.2015

Qatar Financial Markets Authority (QFMA)

Qatar

06.02.2017

Financial Services Regulatory Authority of the Abu Dhabi Global Market

Abu Dhabi

 

 

3. List of MoUs signed with international counterparties

Date of signature/
date of entry into force

Counterparty

01.01.2001

ECB/Payment Systems

01.03.2003

ECB/Cooperation in crisis situations

08.05.2007

Multilateral MoU IOSCO

27.05.2014

Multilateral MoU ESMA

 

 

4. Participation in colleges of supervisors

The CSSF actively participates in about forty supervisory authorities put in place under the European directives.

 

In this context, it is a party to more than twenty specific MoUs signed with other authorities which are members of these colleges.

Useful link

List of the cooperation arrangements required under the AIFMD signed by the CSSF: AIFMD MoUs signed by the EU authorities

Memorandum of Understanding on Cooperation

Memorandum of Understanding on Cooperation between the Financial Supervisory Authorities, Central Banks and Finance Ministries of the EU on Cross-Border Financial Stability