Forms

Declarations of honour:

Declaration of honour for legal persons - 11.04.2016

Declaration of honour for natural persons - less significant institutions - 11.04.2016

Fit and proper declaration for natural persons - significant institutions - 03.08.2017

 

Forms for the free provision of services/establishment of a branch ("European passport")

Notification of free provision of services by a credit institution - 17.11.2014

Notification for branch establishment by a credit institution - 09.12.2014

Notification for planned termination of the operation of a branch - 26.10.2017

 

Authorisation

Application for approval as central administration of a UCI - 10.04.2017

Application for administrative authorisation for UCI depositary activity - 27.09.2017 (only in French)

Application in case of outsourcing of administration tasks for UCI - 10.04.2017

Application for the outsourcing of UCI depositary tasks - 13.07.2017 (only in French)

 

Claims registered by the professional pursuant to CSSF Regulation N° 16-07

Table listing the claims registered by the professional - 13.10.2017 (only in French)

 

Higher ratio notification procedure applicable to remuneration policy according to Article 94(1)(g)(ii) of Directive 2013/36/EU (“CRD IV”) following its transposition into Luxembourg law via Article 19(7°)(g) of the Law of 23 July 2015 (the “Law”)

Notification form - Higher ratio procedure - 21.10.2015 

 

Annex to the circular letter of 16 February 2016 on the declaration of membership of the "Fonds de Garantie des Dépôts Luxembourg (FGDL)"

Declaration of membership of the "Fonds de Garantie des Dépôts Luxembourg (FGDL)"

 

Annex to the circular letter of 5 August 2016 on the declaration of membership of the "Système d'Indemnisation des Investisseurs Luxembourg (SIIL)"

Declaration of membership of the "Système d'Indemnisation des Investisseurs Luxembourg (SIIL)"