Circulars

Circular CSSF 17/671 (only in French)

13.10.2017: Specifications regarding CSSF Regulation N° 16-07 of 26 October 2016 relating to out-of-court complaint resolution


Circular CSSF-CPDI 17/07

19.04.2017: Survey on covered claims in connection with investment business


Circular CSSF 17/651 (only in French)

22.02.2017: Law of 23 December 2016 1. transposing Directive 2014/17/EU of the European Parliament and of the Council of 4 February 2014 on credit agreements for consumers relating to residential immovable property and amending Directives 2008/48/EC and 2013/36/EU and Regulation (EU) No 1093/2010; and 2. amending the Consumer Code (hereinafter, "Law of 23 December 2016")


Circular CSSF 17/650

17.02.2017: Application of the Law of 12 November 2004 on the fight against money laundering and terrorist financing, as amended (hereinafter "AML/CFT Law") and of the Grand-ducal Regulation of 1 February 2010 providing details on certain provisions of the AML/CFT Law ("AML/CFT GDR") to predicate tax offences


Circular CSSF-CPDI 16/03

18.10.2016: Survey on covered claims in connection with investment business


Circular CSSF-CPDI 16/02

18.10.2016: Scope of the deposit guarantee and the investor compensation


Circular CSSF 16/641

05.08.2016: Update of Circular CSSF 15/629 relating to supplementary supervision to be applied to financial conglomerates and definition of structure coefficients to be observed by the regulated entities belonging to these financial conglomerates pursuant to Article 56 of the law of 5 April 1993 on the financial sector, as amended


Circular CSSF 15/633

29.12.2015: Financial information to be provided by investment fund managers and their branches on a quarterly basis


Circular CSSF 15/631 (only in French)

28.12.2015: Dormant or inactive accounts


Circular CSSF 15/629 (as amended by Circular CSSF 16/641)

10.12.2015: Supplementary supervision to be applied to financial conglomerates and definition of structure coefficients to be observed by the regulated entities belonging to these financial conglomerates pursuant to Article 56 of the law of 5 April 1993 on the financial sector, as amended


Circular CSSF 15/612 (only in French)

05.05.2015: Information to be submitted to the CSSF in relation to unregulated alternative investment funds (established in Luxembourg, in another EU Member State or in a third country) and/or regulated alternative investment funds established in a third country


Circular CSSF 15/611

16.04.2015: Managing the risks related to the outsourcing of systems that allow the compilation, distribution and consultation of management board/strategic documents


Circular CSSF 15/609

27.03.2015: Developments in automatic exchange of tax information and anti-money laundering in tax matters


Circular CSSF 14/585

25.02.2014: Transposition of the European Securities Markets Authority's (ESMA) guidelines on remuneration policies and practices (MiFID) - Addition of Annexe V to Circular CSSF 07/307


Circular CSSF 14/581

13.01.2014: New reporting obligations for Alternative Investment Fund ManagersMore


Circular CSSF 11/504

11.03.2011: Frauds and incidents due to external computer attacks


Circular CSSF 10/456

05.05.2010: Cooperation between the professionals of the financial sector and the judicial authorities


Circular CSSF 10/446

26.03.2010: Change regarding the communication of circulars issued by the CSSF for the entities under its supervision


Circular CSSF 10/437

01.02.2010: Guidelines concerning the remuneration policies in the financial sector