Circular CSSF 19/721
01.07.2019: Dematerialisation of requests to the CSSF
- Banks
- Professionals of the financial sector (PFS)
- Payment institutions/electronic money institutions
- Investment vehicles and managers
- Securities markets
- Macroprudential supervision
- Benchmarks
- Information systems of the supervised entities
- EMIR
- Central securities depositories
- MiFID II/MIFIR
- Legal reporting
- Financial crime
- Audit profession
- FinTech
- Islamic finance
Circulars
Circular CSSF 19/719 (only in French)
15.05.2019: Implementation of EBA guidelines on the STS criteria for non-ABCP securitisation as well as on the STS criteria for ABCP securitisation
Circular CSSF 19/718 (only in French)
30.04.2019: Adoption of the Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors of 4 October 2018 (JC 2018 35)
Circular CSSF 19/708 (only in French)
29.01.2019: Electronic transmission of documents to the CSSF
Circular CSSF 18/698
23.08.2018: Authorisation and organisation of investment fund managers incorporated under Luxembourg law
Specific provisions on the fight against money laundering and terrorist financing applicable to investment fund managers and entities carrying out the activity of registrar agent
Circular CSSF 18/696
20.07.2018: ESMA Guidelines on stress tests scenarios under Article 28 of the Money Market Fund Regulation
Circular CSSF 18/684
13.03.2018: Entry into force of the Law of 13 February 2018 amending, inter alia, the Law of 12 November 2004 on the fight against money laundering and terrorist financing
Circular CSSF 17/671 (only in French)
13.10.2017: Specifications regarding CSSF Regulation N° 16-07 of 26 October 2016 relating to out-of-court complaint resolution
Circular CSSF-CPDI 17/07
19.04.2017: Survey on covered claims in connection with investment business
Circular CSSF 17/651 (only in French)
22.02.2017: Law of 23 December 2016 1. transposing Directive 2014/17/EU of the European Parliament and of the Council of 4 February 2014 on credit agreements for consumers relating to residential immovable property and amending Directives 2008/48/EC and 2013/36/EU and Regulation (EU) No 1093/2010; and 2. amending the Consumer Code (hereinafter, "Law of 23 December 2016")
Circular CSSF 17/650
17.02.2017: Application of the Law of 12 November 2004 on the fight against money laundering and terrorist financing, as amended (hereinafter "AML/CFT Law") and of the Grand-ducal Regulation of 1 February 2010 providing details on certain provisions of the AML/CFT Law ("AML/CFT GDR") to predicate tax offences
Circular CSSF-CPDI 16/03
18.10.2016: Survey on covered claims in connection with investment business
Circular CSSF-CPDI 16/02
18.10.2016: Scope of the deposit guarantee and the investor compensation
Circular CSSF 16/641
05.08.2016: Update of Circular CSSF 15/629 relating to supplementary supervision to be applied to financial conglomerates and definition of structure coefficients to be observed by the regulated entities belonging to these financial conglomerates pursuant to Article 56 of the Law of 5 April 1993 on the financial sector, as amended
Circular CSSF 15/633
29.12.2015: Financial information to be provided by investment fund managers and their branches on a quarterly basis
Circular CSSF 15/631 (only in French)
28.12.2015: Dormant or inactive accounts
Circular CSSF 15/629 (as amended by Circular CSSF 16/641)
10.12.2015: Supplementary supervision to be applied to financial conglomerates and definition of structure coefficients to be observed by the regulated entities belonging to these financial conglomerates pursuant to Article 56 of the Law of 5 April 1993 on the financial sector, as amended
Circular CSSF 15/612
05.05.2015: Information to be submitted to the CSSF in relation to unregulated alternative investment funds (established in Luxembourg, in another EU Member State or in a third country) and/or regulated alternative investment funds established in a third country
Circular CSSF 15/611
16.04.2015: Managing the risks related to the outsourcing of systems that allow the compilation, distribution and consultation of management board/strategic documents
Circular CSSF 15/609
27.03.2015: Developments in automatic exchange of tax information and anti-money laundering in tax matters
Circular CSSF 14/585
25.02.2014: Transposition of the European Securities Markets Authority's (ESMA) guidelines on remuneration policies and practices (MiFID) - Addition of Annexe V to Circular CSSF 07/307
Circular CSSF 14/581
13.01.2014: New reporting obligations for Alternative Investment Fund ManagersMore
Circular CSSF 11/504
11.03.2011: Frauds and incidents due to external computer attacks
Circular CSSF 10/456
05.05.2010: Cooperation between the professionals of the financial sector and the judicial authorities
Circular CSSF 10/446
26.03.2010: Change regarding the communication of circulars issued by the CSSF for the entities under its supervision
Circular CSSF 10/437
01.02.2010: Guidelines concerning the remuneration policies in the financial sector
