Circulars

Circular CSSF 17/671 (only in French)

13.10.2017: Specifications regarding CSSF Regulation N° 16-07 of 26 October 2016 relating to out-of-court complaint resolution


Circular CSSF 17/651 (only in French)

22.02.2017: Law of 23 December 2016 1. transposing Directive 2014/17/EU of the European Parliament and of the Council of 4 February 2014 on credit agreements for consumers relating to residential immovable property and amending Directives 2008/48/EC and 2013/36/EU and Regulation (EU) No 1093/2010; and 2. amending the Consumer Code (hereinafter, "Law of 23 December 2016")


Circular CSSF 17/650

17.02.2017: Application of the Law of 12 November 2004 on the fight against money laundering and terrorist financing, as amended (hereinafter "AML/CFT Law") and of the Grand-ducal Regulation of 1 February 2010 providing details on certain provisions of the AML/CFT Law ("AML/CFT GDR") to predicate tax offences


Circular CSSF 15/633

29.12.2015: Financial information to be provided by investment fund managers and their branches on a quarterly basis


Circular CSSF 15/631 (only in French)

28.12.2015: Dormant or inactive accounts


Circular CSSF 15/611

16.04.2015: Managing the risks related to the outsourcing of systems that allow the compilation, distribution and consultation of management board/strategic documents


Circular CSSF 15/609

27.03.2015: Developments in automatic exchange of tax information and anti-money laundering in tax matters


Circular CSSF 14/598

02.12.2014: Opinion of the European Securities and Markets Authority (ESMA) on the review of the CESR Guidelines on a Common Definition of European Money Market Funds (CESR/10-049)


Circular CSSF 13/565

17.04.2013: Amendment to Circular CSSF 12/548 transposing the guidelines of the European Securities and Markets Authority (ESMA) on the exemption for market making activities and primary market operations


Circular CSSF 12/549

09.11.12: Technical specifications regarding the submission to the CSSF of documents under the law on prospectuses for securities for offers to the public of units or shares of Luxembourg closed-end undertakings for collective investment and/or admissions of units or shares of Luxembourg closed-end undertakings for collective investment to trading on a regulated market.


Circular CSSF 11/504

11.03.2011: Frauds and incidents due to external computer attacks


Circular CSSF 11/503

03.03.2011: Reminder on the obligations applicable to the transmission and publication of financial information and relating deadlines


Circular CSSF 11/498

10.01.2011: - Entry into force of the law of 17 December 2010 relating to undertakings for collective investment and CSSF Regulations No 10-04 and No 10-05 on implementing measures
- Commission Regulations (EU) No 583/2010 and No 584/2010 of 1 July 2010 implementing Directive 2009/65/EC
- Guidelines and other documents drawn up by the Committee of European Securities Regulators (CESR)
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Circular CSSF 10/456

05.05.2010: Cooperation between the professionals of the financial sector and the judicial authorities


Circular CSSF 10/446

26.03.2010: Change regarding the communication of circulars issued by the CSSF for the entities under its supervision


Circular CSSF 10/437

01.02.2010: Guidelines concerning the remuneration policies in the financial sector


Circular CSSF 09/423

02.12.2009: Electronic transmission to the CSSF of long form reports and management letters


Circular CSSF 08/371

05.09.2008: Electronic transmission of prospectuses and financial reports of UCIs and SIFs to the CSSFMore


Circular CSSF 08/356

04.06.2008: Rules applicable to undertakings for collective investment when they employ certain techniques and instruments relating to transferable securities and money market instrumentsMore


Circular CSSF 05/177

06.04.2005: Abolition of any prior control by the CSSF of advertising material used by persons and companies supervised by the CSSF; abrogation of point II. of Chapter L. of IML circular 91/75; abrogation of the two last sentences of point IV. 5.11 of CSSF circular 2000/15


Circular CSSF 04/146

17.06.2004: Protection of undertakings for collective investment and their investors against Late Trading and Market Timing practicesMore


Circular CSSF 03/97

28.02.2003: Publication in the electronic reference database of the financial centre (“référentiel de la place”) of the simplified and full prospectuses as well as the annual and half-yearly reports by undertakings for collective investmentMore


Circular CSSF 03/88

22.01.2003: Classification of the undertakings for collective investment governed by the provisions of the Law of 20 December 2002 concerning undertakings for collective investment


Circular IML 91/75 (as amended by Circular CSSF 05/177)

21.01.1991: Revision and remodelling of the rules to which Luxembourg undertakings governed by the Law of 30 March 1988 on undertakings for collective investment ("UCI") are subjectMore