Circulars

Circular CSSF 17/651 (only in French)

22.02.2017: Law of 23 December 2016 1. transposing Directive 2014/17/EU of the European Parliament and of the Council of 4 February 2014 on credit agreements for consumers relating to residential immovable property and amending Directives 2008/48/EC and 2013/36/EU and Regulation (EU) No 1093/2010; and 2. amending the Consumer Code (hereinafter, "Law of 23 December 2016")


Circular CSSF 17/650

17.02.2017: Application of the Law of 12 November 2004 on the fight against money laundering and terrorist financing, as amended (hereinafter "AML/CFT Law") and of the Grand-ducal Regulation of 1 February 2010 providing details on certain provisions of the AML/CFT Law ("AML/CFT GDR") to predicate tax offences


Circular CSSF 15/631 (only in French)

28.12.2015: Dormant or inactive accounts


Circular CSSF 15/627

03.12.2015: New monthly reporting for the CSSF - U 1.1 reporting


Circular CSSF 15/611

16.04.2015: Managing the risks related to the outsourcing of systems that allow the compilation, distribution and consultation of management board/strategic documents


Circular CSSF 15/609

27.03.2015: Developments in automatic exchange of tax information and anti-money laundering in tax matters


Circular CSSF 13/565

17.04.2013: Amendment to Circular CSSF 12/548 transposing the guidelines of the European Securities and Markets Authority (ESMA) on the exemption for market making activities and primary market operations


Circular CSSF 12/549

09.11.12: Technical specifications regarding the submission to the CSSF of documents under the law on prospectuses for securities for offers to the public of units or shares of Luxembourg closed-end undertakings for collective investment and/or admissions of units or shares of Luxembourg closed-end undertakings for collective investment to trading on a regulated market.


Circular CSSF 12/548 (as amended by Circular CSSF 13/565)

31.10.2012: Entry into force of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps and details on certain practical aspects of notification, disclosure and exemption procedures


Circular CSSF 11/504

11.03.2011: Frauds and incidents due to external computer attacks


Circular CSSF 11/503

03.03.2011: Reminder on the obligations applicable to the transmission and publication of financial information and relating deadlines


Circular CSSF 10/456

05.05.2010: Cooperation between the professionals of the financial sector and the judicial authorities


Circular CSSF 10/446

26.03.2010: Change regarding the communication of circulars issued by the CSSF for the entities under its supervision


Circular CSSF 10/437

01.02.2010: Guidelines concerning the remuneration policies in the financial sector


Circular CSSF 08/376

23.10.2008: Financial information to be submitted by investment companies in risk capital (SICARs)More


Circular CSSF 06/241

05.04.2006: The concept of risk capital under the Law of 15 June 2004 relating to the investment company in risk capital (SICAR)More


Circular CSSF 02/71

01.10.2002: Law of 3 September 1996 concerning the involuntary dispossession of bearer securities