Circulars

Circular CSSF 17/651 (only in French)

22.02.2017: Law of 23 December 2016 1. transposing Directive 2014/17/EU of the European Parliament and of the Council of 4 February 2014 on credit agreements for consumers relating to residential immovable property and amending Directives 2008/48/EC and 2013/36/EU and Regulation (EU) No 1093/2010; and 2. amending the Consumer Code (hereinafter, "Law of 23 December 2016")


Circular CSSF 17/650

17.02.2017: Application of the Law of 12 November 2004 on the fight against money laundering and terrorist financing, as amended (hereinafter "AML/CFT Law") and of the Grand-ducal Regulation of 1 February 2010 providing details on certain provisions of the AML/CFT Law ("AML/CFT GDR") to predicate tax offences


Circular CSSF 15/631 (only in French)

28.12.2015: Dormant or inactive accounts


Circular CSSF 15/627

03.12.2015: New monthly reporting for the CSSF - U 1.1 reporting


Circular CSSF 15/611

16.04.2015: Managing the risks related to the outsourcing of systems that allow the compilation, distribution and consultation of management board/strategic documents


Circular CSSF 15/609

27.03.2015: Developments in automatic exchange of tax information and anti-money laundering in tax matters


Circular CSSF 14/598

02.12.2014: Opinion of the European Securities and Markets Authority (ESMA) on the review of the CESR Guidelines on a Common Definition of European Money Market Funds (CESR/10-049)


Circular CSSF 14/588 (only in French)

28.05.2014: Modification of the statistical data collection for money market and non-money market investment funds


Circular CSSF 13/565

17.04.2013: Amendment to Circular CSSF 12/548 transposing the guidelines of the European Securities and Markets Authority (ESMA) on the exemption for market making activities and primary market operations


Circular CSSF 12/549

09.11.12: Technical specifications regarding the submission to the CSSF of documents under the law on prospectuses for securities for offers to the public of units or shares of Luxembourg closed-end undertakings for collective investment and/or admissions of units or shares of Luxembourg closed-end undertakings for collective investment to trading on a regulated market.


Circular CSSF 12/548 (as amended by Circular CSSF 13/565)

31.10.2012: Entry into force of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps and details on certain practical aspects of notification, disclosure and exemption procedures


Circular CSSF 12/540

09.07.2012: Non-launched compartments, compartments awaiting reactivation and compartments in liquidationMore


Circular CSSF 11/504

11.03.2011: Frauds and incidents due to external computer attacks


Circular CSSF 11/503

03.03.2011: Reminder on the obligations applicable to the transmission and publication of financial information and relating deadlines


Circular CSSF 10/456

05.05.2010: Cooperation between the professionals of the financial sector and the judicial authorities


Circular CSSF 10/446

26.03.2010: Change regarding the communication of circulars issued by the CSSF for the entities under its supervision


Circular CSSF 10/437

01.02.2010: Guidelines concerning the remuneration policies in the financial sector


Circular CSSF 09/423

02.12.2009: Electronic transmission to the CSSF of long form reports and management letters


Circular CSSF 08/372

05.09.2008: Guidelines for depositaries of specialised investment funds adopting alternative investment strategies, where those funds use the services of a prime brokerMore


Circular CSSF 08/371

05.09.2008: Electronic transmission of prospectuses and financial reports of UCIs and SIFs to the CSSFMore


Circular CSSF 08/348

17.04.2008: Changes to circulars IML 97/136 and CSSF 07/310More


Circular CSSF 07/310

03.08.2007: Financial information to be provided by specialised investment funds ("SIF")More


Circular CSSF 07/309

03.08.2007: Risk-spreading in the context of specialised investment funds ("SIF")


Circular CSSF 07/283

28.02.2007: Entry into force of the law of 13 February 2007 relating to specialised investment fundsMore


Circular CSSF 04/146

17.06.2004: Protection of undertakings for collective investment and their investors against Late Trading and Market Timing practicesMore


Circular CSSF 02/71

01.10.2002: Law of 3 September 1996 concerning the involuntary dispossession of bearer securities


Circular IML 91/75 (as amended by Circular CSSF 05/177)

21.01.1991: Revision and remodelling of the rules to which Luxembourg undertakings governed by the Law of 30 March 1988 on undertakings for collective investment ("UCI") are subjectMore