Forms

Authorisation of a new UCI Part II or conversion of a fund into a UCI Part II not yet registered on the official list

Application questionnaire to set up a SIF or UCI Part II or SICAR - 06.09.2017 

UCI/Part II/SIF Specific Sub-Fund Investment Policy Questionnaire - 15.02.2017

Application for approval as central administration of a UCI - 10.04.2017

Application in case of outsourcing of administration tasks for UCI - 10.04.2017

 

Authorisation of additional sub-fund(s) for UCIs Part II which are already authorised

Application questionnaire for additional sub-fund(s)  - 27.04.2017

Specific Investment Policy Questionnaire for additionnal sub-funds of an existing UCI Part II - 13.04.2017

 

   

Declarations of honour

Declaration of honour for legal persons - 11.04.2016

Declaration of honour for natural persons - 11.04.2016

 

Other

Self-assessment confirmation on exclusive professional investor status under PRIIPs Regulation - 06.07.2017 

Form concerning the legal provisions relating to the investment management of UCIs subject to Part II of the law of 17 December 2010 relating to undertakings for collective investment   - 27.06.2012 (only in French)

Unlaunched sub-funds, sub-funds waiting to be reactivated and sub-funds in liquidation09.07.2012 (only in French)

Form for compliance with Circular CSSF 12/546 - 12.03.2013

 

Claims registered by the professional pursuant to CSSF Regulation N° 16-07

Table listing the claims registered by the professional - 13.10.2017 (only in French)

 

 

Circular CSSF 02/77: NAV calculation errors and non-compliance with the investment rules

Notification form - 01.02.2017

Additional explanations - 03.01.2017 (only in French)