Forms

Authorisation of a new UCI Part II or conversion of a fund into a UCI Part II not yet registered on the official list

Application questionnaire to set up a SIF or UCI Part II or SICAR - 10.07.2019 

UCI/Part II/SIF Specific Sub-Fund Investment Policy Questionnaire - 15.02.2017

Application for approval as administration of a UCI - 10.04.2017

Application in case of outsourcing of administration tasks for UCI - 10.04.2017

Benchmark Regulation questionnaire - 31.07.2018

AML/CFT investment fund questionnaire SIF/UCI Part II/SICAR/ELTIF/EUSEF/EUVECA/MMF - 10.07.2019

 

Authorisation of additional sub-fund(s) for UCIs Part II which are already authorised

Application questionnaire for additional sub-fund(s) - 25.07.2018

Specific Investment Policy Questionnaire for additionnal sub-funds of an existing UCI Part II - 13.04.2017

Benchmark Regulation questionnaire - 31.07.2018

 

Authorisation of a money market fund in accordance with Regulation (EU) 2017/1131 of the European Parliament and of the Council of 14 June 2017

Application questionnaire for money market fund - 20.11.2018

 

EMIR questionnaire

UCI EMIR questionnaire - 17.01.2019

    

Declarations of honour

Declaration of honour for legal persons - 11.04.2016

Declaration of honour for natural persons - 11.04.2016

 

Attestations request

Attestations request through eDesk application - 15.05.2018

eDesk User Guide - 04.06.2019

 

List of professional activities and mandates performed by members of the management body/governing body and by conducting officers (points 105 and 107 of Circular CSSF 18/698)

Table listing the professional activities and the mandates performed - 14.01.2019

 

Other

Self-assessment confirmation on exclusive professional investor status under PRIIPs Regulation - 06.07.2017 

Form concerning the legal provisions relating to the investment management of UCIs subject to Part II of the Law of 17 December 2010 relating to undertakings for collective investment  - 27.06.2012 (only in French)

Unlaunched sub-funds, sub-funds waiting to be reactivated and sub-funds in liquidation09.07.2012 (only in French)

Application form for exemption from the subscription tax on undertakings for collective investment and specialised investment funds investing in microfinance - 15.02.2019

  

Claims registered by the professional pursuant to CSSF Regulation N° 16-07

Table listing the claims registered by the professional - 13.10.2017 (only in French)

 

Circular CSSF 02/77: NAV calculation errors and non-compliance with the investment rules

Notification form - 01.02.2017

Additional explanations - 03.01.2017 (only in French)