- Professionals of the financial sector (PFS)
- Payment institutions/electronic money institutions
- Investment vehicles and managers
- Securities markets
- Legal reporting
- Financial crime
- Audit profession
- Islamic finance
Please refer to Circular IML 97/136 for instructions relating to information that UCIs must provide.
Please refer to Circular CSSF 15/627 for instructions relating to information that UCIs must provide as of 30 June 2016.
Schedule of conditions
The document “Schedule of conditions for the technical implementation of the CSSF reporting requirements – SOC/CSSF” contains the technical instructions for the electronic transmission of periodic reporting of banks and UCIs under the supervision of the CSSF.
The new version of the CSSF SOC as published is a reviewed and updated version of the SOC published by the former IML, the latest major update dates back to November 1997. As for the CSSF Recueil, the CSSF SOC concerns only technical instructions relating to prudential tables (tables B, E and O). Technical instructions relating to statistical reporting (tables S) are available for download on the BCL Internet website.
Table O 1.1 Monthly financial information
Table O 4.1 Yearly financial information
Table O 4.2 Interventions on the futures and options markets
Annexe: EDIFACT Compliant Format Specifications
The reporting below shall only be submitted by UCIs that offer a formal guarantee to their investors ("Guaranteed Fund"):
Table O 1.2 Monthly financial information for guaranteed funds
Rules applicable as of 30 June 2016:
Guidelines on the U 1.1 reporting (03.06.2016)
Identifiers of UCI/SIF/SICAR
The following file lists the UCI and SICAR identifiers to be used for the periodic reporting: