FAQ

FAQ published by ESMA

 

ESMA34-43-392 - 5 October 2017: Questions and Answers on the application of the UCITS Directive (UCITS V)

 

ESMA/2015/12 - 9 January 2015: Questions and Answers on ESMA's guidelines on ETFs and other UCITS issues

 

ESMA/2014/550 - 21 May 2015: Questions and Answers on the implementation of the Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and  trade repositories (EMIR)

 

ESMA/2013/1950 - 19 December 2013: Questions and Answers on risk measurement and calculation of global exposure and counterparty for certain types of structured UCITS

This document is to be read together with the Guidelines ESMA/2012/197 - 23 March 2012 and Guidelines CESR/10-788.

 

ESMA/2012/592 - 25 September 2012: Questions and Answers on KIID

This document is to be read together with Section 3 of Chapter 9 of the UCITS Directive, Regulation (EU) No 583/2010, CESR documents 10-1318, 10-1320, 10-1321, 10-673 et 10-674.

 

ESMA/2012/428 - 9 July 2012: Questions and Answers on the notification of UCITS and exchange of information between competent authorities

This document is to be read together with Chapter 11 of the UCITS Directive.

 

ESMA/2012/113 - 21 February 2012 : Questions and Answers on a common definition of European Money Market Funds

This document is to be read together with CESR document 10-049.

 

 

FAQ published by the CSSF

 

FAQ UCI 

Current version:

FAQ - Undertakings for collective investment - version 4 - 06.07.2017

 

Old versions:

FAQ - Undertakings for collective investment - version 3 - 24.01.2017

FAQ - Undertakings for collective investment - version 2 - 24.08.2016

FAQ - Undertakings for collective investment - version 1 - 08.12.2015 

 

FAQ Immobilisation of bearer shares and units

Current version:

FAQ concerning the law of 28 July 2014 regarding immobilisation of bearer shares and units - version 2 - 05.05.2015 

 

Old version:

FAQ concerning the law of 28 July 2014 regarding immobilisation of bearer shares and units - version 1 - 30.12.2014

 

FAQ Reporting 

FAQ concerning O 1.1. Reporting - version 1 - 24.10.2013

FAQ concerning U 1.1. Reporting - version 1 - 03.06.2016 

 

Various FAQ

FAQ on KIID - 13.07.2012

FAQ concerning Master/Feeder Structures - 11.07.2013

Electronic transmission of documents to the CSSF - 06.07.2017 (only in French)