Forms

Authorisation

Main application form for PFS authorisation - 28.03.2014

Application for approval as central administration of a UCI - 10.04.2017

Application for administrative authorisation for UCI depositary activity - 27.09.2017 (only in French)

Application in case of outsourcing of administration tasks for UCI - 10.04.2017

Application for the outsourcing of UCI depositary tasks - 13.07.2017 (only in French)

 

Declarations of honour

Declaration of honour for legal persons - 11.04.2016 

Declaration of honour for natural persons - 11.04.2016

 

Forms for the free provision of services/branch establishment ("European Passport")

Notification for branch establishment by an investment firm - 10.03.2010

Notification of free provision of services by an investment firm - 10.03.2010

 

Claims registered by the professional pursuant to CSSF Regulation N° 16-07

Table listing the claims registered by the professional - 13.10.2017 (only in French)

 

Higher ratio notification procedure applicable to remuneration policy according to Article 94(1)(g)(ii) of Directive 2013/36/EU (“CRD IV”) following its transposition into Luxembourg law via Article 19(7°)(g) of the Law of 23 July 2015 (the “Law”)

Notification form - Higher ratio procedure - 21.10.2015

 

Annex to the circular letter of 5 August 2016 on the declaration of membership of the "Système d'Indemnisation des Investisseurs Luxembourg (SIIL)"

Declaration of membership of the "Système d'Indemnisation des Investisseurs Luxembourg (SIIL)"