Forms

Notification of suspicious transaction and order reports (STORs)

The following form is to be used by market operators, investment firms operating a trading venue and persons professionally arranging or executing transactions for notifications under Article 16 of Regulation (EU) No 596/2014:

Form for the STORs - (04.07.2016)

 

Notification of managers’ transactions

The following form is to be used by persons discharging managerial responsibilities and persons closely associated with them for notifications under Article 19 of Regulation (EU) No 596/2014: 

Forms for persons discharging managerial responsibilities - (04.07.2016)

 

Means of transmission

All of the above forms, including any documents attached thereto, are to be sent by e-mail to: market.abuse@cssf.lu

 

The CSSF recommends to protect the forms and other documents by a password and to inform the CSSF without delay of the procedure to be followed to access the transmitted documents by contacting Jill de Michele (tel. +352 26 25 1 2707) or Antoine de Chantérac (tel.: +352 26 25 1 2906) from the Market Abuse Division of the CSSF.