Circulars

Circular CSSF 17/668

22.08.2017: ESMA Guidelines on calibration of circuit breakers and publication of trading halts under Directive 2014/65/EU (MiFID II) and details on reporting of circuit breakers' parameters


Circular CSSF 15/615

11.06.2015: ESMA guidelines on the application of the definitions of commodity derivatives in Sections C6 and C7 of Annex I of Directive 2004/39/EC (MiFID)


Circular CSSF 12/536

27.03.2012: Guidelines of the European Securities and Markets Authority (ESMA) on systems and controls in an automated trading environment


Circular CSSF 08/365

23.07.2008: Additional specifications relating to the requirement to report transactions in financial instruments in accordance with article 28 of the law of 13 July 2007 on markets in financial instruments


Circular CSSF 08/344 (being updated)

12.03.2008: Provisions relating to the transmission of reporting files to the CSSF


Circular CSSF 08/334

04.01.2008: Encryption specifications for reporting firms


Circular CSSF 07/307 (as amended by Circulars CSSF 13/560, CSSF 13/568 and 14/585)

31.07.2007: MiFID: Conduct of business rules in the financial sectorMore


Circular CSSF 07/306

27.07.2007: Technical arrangements relating to the requirement to report transactions in financial instruments in accordance with article 28 of the law of 13 July 2007 on markets in financial instruments


Circular CSSF 07/302

17.07.2007: Details on the requirement to report transactions in financial instruments in accordance with article 28 of the law of 13 July 2007 on markets in financial instruments


Circular CSSF 02/71

01.10.2002: Law of 3 September 1996 concerning the involuntary dispossession of bearer securities