Content Keyword: Internal governance

10 Results

  • Studies and reports
    Document date: 18 December 2020

    CSSF Thematic Review Efficient Portfolio Management by UCITS – Revenues & Costs/Fees results

    Following the thematic review on the use by UCITS of efficient portfolio management techniques (EPM), this publication concerns the main observations made by the CSSF together with the related recommendations and improvements. The review was focused on the regulatory provisions on revenues and costs / fees arising from these EPM techniques as well as the related controls in place at the level of the management companies.

  • CSSF FAQ
    Document date: 18 December 2020

    CSSF FAQ – Use of Securities Financing Transactions by UCITS

    This publication is a CSSF FAQ  in relation to the use by Luxembourg-domiciled UCITS of the following Securities Financing Transactions: securities lending transactions, reverse repurchase agreement transactions and repurchase agreement transactions. The objective of the FAQ is to bring further clarity concerning the use by UCITS of these SFTs, thereby taking into account the applicable regulatory framework as well as the supervisory experienced gained by the CSSF over the last years.

  • Communiqué
    Published on: 18 December 2020

    Publication of the Results of the CSSF Thematic Review on Efficient Portfolio Management – Revenues & Costs/Fees and of the CSSF FAQ on the use of Securities Financing Transactions by UCITS

  • Communiqué
    Published on: 16 December 2020

    Communication on regulatory requirements and fast track procedure in relation to Regulation (EU) 2019/2088 on the sustainability-related disclosures in the financial services sector

  • Circular CSSF
    Document date: 7 December 2020

    Circular CSSF 20/759 (only in French)

    Update of Circular CSSF 12/552, as amended by Circulars CSSF 13/563, CSSF 14/597, CSSF 16/642, CSSF 16/647, CSSF 17/655, CSSF 20/750 and CSSF 20/759, on the central administration, internal governance and risk management

  • Circular CSSF
    Document date: 7 December 2020

    Circular CSSF 20/757 (only in French)

    Introduction of Circular CSSF 20/758 on central administration, internal governance and risk management, and repeal of Circular CSSF 12/552 for investment firms (as amended by Circulars CSSF 13/563, 14/597, 16/642, 16/647, 17/655 et 20/750) on central administration, internal governance and risk management