10 Results
CSSF Guidance
Document date:
7 December 2020
Prudential procedure for the appointment of directors, members of the authorised management and key function holders in investment firms (only in French)
Applicable as from 1 January 2021
Circular CSSF
Document date:
7 December 2020
Circular CSSF 20/758 (only in French)
on central administration central, internal governance and risk management
Circular CSSF
Document date:
7 December 2020
Circular CSSF 20/757 (only in French)
Introduction of Circular CSSF 20/758 on central administration, internal governance and risk management, and repeal of Circular CSSF 12/552 for investment firms (as amended by Circulars CSSF 13/563, 14/597, 16/642, 16/647, 17/655 et 20/750) on central administration, internal governance and risk management
Circular CSSF
Document date:
9 November 2006
Archived since 6 July 2020
Circular CSSF 06/265 (outdated)
Draft law 5627 relating, inter alia, to the transposition into Luxembourg law of Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments (“MIFID” Directive)
List
Document date:
9 October 2020
List of bodies providing external training within the meaning of Circular CSSF 17/670
Guidelines
Document date:
11 July 2016
ESMA Guidelines on cross-selling practices
ESMA/2016/574
Guidelines
Document date:
4 February 2016
ESMA Guidelines on complex debt instruments and structured deposits
ESMA/2015/1787
Guidelines
Document date:
3 January 2017
ESMA Guidelines for the assessment of knowledge and competence
ESMA71-1154262120-153
Guidelines
Document date:
6 November 2018
ESMA Guidelines on certain aspects of the MiFID II suitability requirements
ESMA35-43-1163
Guidelines
Document date:
5 February 2018
ESMA Guidelines on MiFID II product governance requirements
ESMA35-43-620