Product intervention measures

Document date: 18 February 2020

ESMA35-43-349

Topics Markets in Financial Instruments (MiFID II/MiFIR)

Relevant for: Consumers Credit institutions Investment firms

Topics: Consumer protection MiFID Product intervention measures

EU Regulation

Document date: 14 May 2014

on markets in financial instruments and amending Regulation (EU) No 648/2012

Topics Markets in Financial Instruments (MiFID II/MiFIR)

Relevant for: Consumers Credit institutions Investment firms

Topics: Consumer protection MiFID Position limits Product intervention measures Third-country regime Trading venue Transaction reporting Transparency

CSSF Regulation

Document date: 26 June 2019

prohibiting the marketing, distribution or sale of binary options to retail clients

Topics Markets in Financial Instruments (MiFID II/MiFIR)

Relevant for: Consumers Credit institutions Investment firms

Topics: Binary option Consumer protection MiFID Product intervention measures Trading venue Transaction reporting

CSSF Regulation

Document date: 26 June 2019

restricting the marketing, distribution or sale of contracts for differences to retail clients

Topics Markets in Financial Instruments (MiFID II/MiFIR)

Relevant for: Consumers Credit institutions Investment firms

Topics: Consumer protection MiFID Product intervention measures Trading venue Transaction reporting

Content Keyword: Product intervention measures