Content Keyword: Suspicious orders and transactions (STOR)

7 Results

  • RTS
    Document date: 9 March 2016

    Commission Delegated Regulation (EU) 2016/958 of 9 March 2016

    supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the technical arrangements for objective presentation of investment recommendations or other information recommending or suggesting an investment strategy and for disclosure of particular interests or indications of conflicts of interest

  • RTS
    Document date: 9 March 2016

    Commission Delegated Regulation (EU) 2016/957 of 9 March 2016

    supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the appropriate arrangements, systems and procedures as well as notification templates to be used for preventing, detecting and reporting abusive practices or suspicious orders or transactions

  • Page
    Last update: 4 May 2020

    Market abuse

    The smooth functioning of securities markets and public confidence in markets are prerequisites for economic growth and wealth. Market abuse harms the integrity of financial markets and public confidence in securities and derivatives. Market abuse is a concept that encompasses unlawful behaviour in the financial markets and, following the provisions of the Regulation (EU) No…