24 results

Type
  • 23.04.2020
    Basic reporting – Version “L” (only in French)
    figures of the sole head office in Luxembourg
    Form
  • 23.04.2020
    Basic reporting – Version “N” (only in French)
    overall figures of the PFS including branches
    Form
  • 23.04.2020
    Basic reporting – Version “S” (only in French)
    figures of the branch, as many tables as branches
    Form
  • 23.04.2020
    “Ad hoc” reporting – Versions “L, N, S” (only in French)
    “L” – figures of the sole head office in Luxembourg, “N” – overall figures of the PFS including its branches, “S” – figures of the branch, as many tables as branches
    Form
  • 23.04.2020
    Annual information – Version “LD” (only in French)
    final figures of the sole head office in Luxembourg
    Form
  • 23.04.2020
    Annual information – Version “ND” (only in French)
    overall final figures of the PFS including branches
    Form
  • 21.04.2020
    Declaration for authorisation as a professional depositary of assets other than financial instruments
    Form
  • 21.04.2020
    Register of cloud computing outsourcing
    Form
  • 14.12.2019
    Form A for the prior notification to be transmitted to the competent authority by an institution which intends to outsource to a cloud computing infrastructure to support a material activity and use an institution authorised under Articles 29-3 and 29-4 of the LFS
    Form
  • 02.12.2019
    Authorisation request for IT outsourcing of material activities
    Form
  • 02.08.2019
    Application in case of outsourcing of administration tasks for UCI
    Form
  • 02.08.2019
    Application in case of outsourcing of UCI depositary tasks
    Form
  • 27.03.2019
    Form C for the notification of the discontinuation of the outsourcing of a material activity to a cloud computing infrastructure
    Form
  • 27.03.2019
    Form B for the prior application for authorisation, to be transmitted to the competent authority by an institution which intends to outsource to a cloud computing infrastructure to support a material activity
    Form
  • 27.03.2019
    Form D for the prior authorisation application, to be transmitted to the competent authority by an institution authorised under Articles 29-3 or 29-4 of the LFS and which intends to outsource to a cloud computing infrastructure as a signatory to provide a resource operation service to its clients supervised by the competent authority
    Form
  • 27.03.2019
    Form E for the prior authorisation application, to be transmitted to the competent authority by an institution authorised under Articles 29-3 or 29-4 of the LFS and intending to provide a cloud computing infrastructure to its clients supervised by the competent authority, acting thus as cloud computing service provider
    Form
  • 19.12.2018
    Major incident reporting
    Form
  • 26.07.2018
    Main application form for authorisation as specialised PFS or support PFS
    Form
  • 13.10.2017
    Table listing the claims registered by the professional pursuant to CSSF Regulation N° 16-07
    Form
  • 27.09.2017
    Application for administrative authorisation for UCI depositary activity (only in French)
    Form