34 results

Type
  • 28.11.2019
    EBA Final Guidelines on ICT and security risk Management
    EBA/GL/2019/04
    Guidelines
  • 01.10.2019
    ESMA Guidelines on Risk factors under the Prospectus Regulation
     ESMA31-62-1293 
    Guidelines
  • 19.07.2019
    Final Report – ESMA Guidelines on the reporting to competent authorities under Article 37 of the MMF Regulation
    Guidelines
  • 19.07.2019
    Final report – ESMA Guidelines on stress test scenarios under the MMF Regulation
    Guidelines
  • 18.07.2019
    Money Market Fund Reporting – ESMA Technical Reporting Instructions
    Guidelines
  • 05.06.2019
    ESMA Guidelines on the application C6 and C7 of Annex I of MiFID II
    – 5 June 2019 – ESMA-70-156-869-Guidelines on the application C6 and C7 of Annex I of MiFID II
    Guidelines
  • 30.04.2019
    Guidelines on Internalised Settlement Reporting under Article 9 of CSDR
    specifies which types of transactions should be reported as well as the quarterly internalised settlement reporting process.
    Guidelines
  • 15.04.2019
    ESMA Guidelines on EMIR Anti-Procyclicality Margine Measures for Central Counterparties
    ESMA 70-151-1496
    Guidelines
  • 05.04.2019
    ESMA Guidelines on CCP conflict of interest management
    ESMA 70-151-1439
    Guidelines
  • 25.02.2019
    EBA Guidelines on outsourcing arrangements
    EBA/GL/2019/02
    Guidelines
  • 20.12.2018
    ESMA Guidelines on non-significant benchmarks under the Benchmarks Regulation
    Guidelines
  • 06.11.2018
    ESMA Guidelines on certain aspects of the MiFID II suitability requirements
    – 6November 2018 – ESMA35-43-1163-Guidelines on certain aspects of the MiFID II suitability requirements
    Guidelines
  • 19.07.2018
    EBA Guidelines on the management of interest rate risk arising from non-trading book activities
    EBA/GL/2018/02
    Guidelines
  • 21.03.2018
    ESMA Guidelines on stress tests scenarios under Article 28 of the MMF Regulation
    Guidelines
  • 05.02.2018
    ESMA Guidelines on MiFID II product governance requirements
    – 5 February 2018- ESMA35-43-620-Guidelines on MiFID II product governance requirements
    Guidelines
  • 05.12.2017
    EBA Guidelines on procedures for complaints of alleged infringements of Directive (EU) 2015/2366
    Guidelines
  • 28.09.2017
    Guidelines on the management body of market operators and data reporting services providers
    – 28 September 2017 – ESMA70-154-271-Guidelines on the management body of market operators and data reporting services providers
    Guidelines
  • 26.09.2017
    EBA Guidelines on internal governance under Directive 2013/36/EU
    EBA/GL/2017/11
    Guidelines
  • 26.09.2017
    Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders under Directive 2013/36/EU and Directive 2014/65/EU
    EBA/GL/2017/12
    Guidelines
  • 07.07.2017
    Guidelines on the application of Regulation (EU) No 1286/2014 of the European Parliament and of the Council
    on key information documents for packaged retail and insurance-based investment products (PRIIPs)
    Guidelines