101 results

Type
  • 14.04.2020
    CSSF Questions and Answers – MiFID II/MiFIR
    CSSF FAQ
  • 25.03.2020
    Law of 25 March 2020
    establishing a central electronic data retrieval system related to IBAN accounts and safe-deposit boxes
    Law
  • 18.02.2020
    Questions and Answers on MiFID II and MiFIR investor protection and intermediaries topics
    EU FAQ
  • 06.12.2019
    ESMA Questions and Answers on MiFID II and MiFIR market structures topics
    ESMA70-872942901-38
    EU FAQ
  • 06.12.2019
    Questions and Answers on MiFIR data reporting
    ESMA70-1861941480-56
    EU FAQ
  • 05.12.2019
    Questions and Answers on MiFID II and MiFIR transparency topics
     ESMA70-872942901-35
    EU FAQ
  • 04.12.2019
    Law of 4 December 2019 (only in French)
    amending: 1° the Law of 5 April 1993 on the financial sector, as amended 2° the Law of 1 April 2015 establishing a Systemic Risk Committee and amending the Law of 23 December 1998 concerning the monetary status and the…
    Law
  • 19.07.2019
    Circular CSSF 19/723
    ESMA Guidelines on the application of the definitions of commodity derivatives in Sections C6 and C7 of Annex I of MiFID II
    Circular CSSF
  • 26.06.2019
    CSSF Regulation N° 19-06 of 26 June 2019 (only in French)
    restricting the marketing, distribution or sale of contracts for differences to retail clients
    CSSF regulation
  • 26.06.2019
    CSSF Regulation N° 19-05 of 26 June 2019 (only in French)
    prohibiting the marketing, distribution or sale of binary options to retail clients
    CSSF regulation
  • 05.06.2019
    ESMA Guidelines on the application C6 and C7 of Annex I of MiFID II
    – 5 June 2019 – ESMA-70-156-869-Guidelines on the application C6 and C7 of Annex I of MiFID II
    Guidelines
  • 10.04.2019
    Circular CSSF 19/716
    Provision in Luxembourg of investment services or performance of investment activities and ancillary services in accordance with Article 32-1 of the LFS
    Circular CSSF
  • 08.04.2019
    Law of 8 April 2019
    on the measures to be taken in relation to the financial sector in the event of the withdrawal of the United Kingdom of Great Britain and Northern Ireland from the European Union and amending: 1° the Law of 5 April…
    Law
  • 06.11.2018
    ESMA Guidelines on certain aspects of the MiFID II suitability requirements
    – 6November 2018 – ESMA35-43-1163-Guidelines on certain aspects of the MiFID II suitability requirements
    Guidelines
  • 22.06.2018
    Law of 22 June 2018 (only in french)
    amending the Law of 5 April 1993 on the financial sector, as amended, with respect to the introduction of renewable energy covered bonds
    Law
  • 30.05.2018
    Law of 30 May 2018 (coordinated version)
    on markets in financial instruments
    Law
  • 30.05.2018
    Grand-ducal Regulation of 30 May 2018 (only in French)
    on the protection of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits
    Grand ducal regulation
  • 19.04.2018
    Circular CSSF 18/691
    Update of Circular CSSF 17/668 concerning the ESMA Guidelines on calibration of circuit breakers and publication of trading halts under Directive 2014/65/EU on markets in financial instruments (“MiFID II”) and details on reporting of circuit breakers’ parameters
    Circular CSSF
  • 13.04.2018
    Circular CSSF 18/690 (only in French)
    Guidelines of the European Securities and Markets Authority (ESMA) on the management body of market operators and data reporting services providers
    Circular CSSF
  • 05.02.2018
    ESMA Guidelines on MiFID II product governance requirements
    – 5 February 2018- ESMA35-43-620-Guidelines on MiFID II product governance requirements
    Guidelines