41 results

Type
  • 21.04.2020
    Frequently asked questions relating to customer complaints
    CSSF FAQ
  • 20.04.2020
    Law of 8 January 2013 (only in French)
    concerning over-indebtedness
    Law
  • 18.02.2020
    Questions and Answers on MiFID II and MiFIR investor protection and intermediaries topics
    EU FAQ
  • 15.11.2019
    FAQs regarding the fight against money laundering and terrorist financing (AML/CFT) for individuals/investors
    CSSF FAQ
  • 24.10.2019
    Joint ESA Supervisory Statement – application of scope of the PRIIPs Regulation to bonds
    EU recommandation
  • 27.09.2019
    FAQ concerning the Luxembourg Law of 12 July 2013 on alternative investment fund managers – version 15
    CSSF FAQ
  • 02.09.2019
    FAQ concerning SIFs and SICARs that do not qualify as AIFs – version 3
    CSSF FAQ
  • 12.07.2019
    Regulation (EU) 2019/1156 of the European Parliament and of the Council of 20 June 2019
    on facilitating cross-border distribution of collective investment undertakings and amending Regulations (EU) No 345/2013, (EU) No 346/2013 and (EU) No 1286/2014
    EU regulation
  • 26.06.2019
    CSSF Regulation N° 19-06 of 26 June 2019 (only in French)
    restricting the marketing, distribution or sale of contracts for differences to retail clients
    CSSF regulation
  • 26.06.2019
    CSSF Regulation N° 19-05 of 26 June 2019 (only in French)
    prohibiting the marketing, distribution or sale of binary options to retail clients
    CSSF regulation
  • 30.04.2019
    Circular CSSF 19/718
    Adoption of the Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors of 4 October 2018 (JC 2018 35)
    Circular CSSF
  • 18.12.2018
    Circular CSSF-CPDI 18/14
    Definition of public authorities in the context of exclusions from deposit guarantee
    Circular CSSF
  • 19.10.2018
    Circular CSSF 18/700 (only in French)
    Law of 13 June 2017 on payment accounts and (1) transposing Directive 2014/92/EU of the European Parliament and of the Council of 23 July 2014 on the comparability of fees related to payment accounts, payment account switching and access to…
    Circular CSSF
  • 11.06.2018
    Circular CSSF 18/692
    Details regarding the guidelines of the European Banking Authority on product oversight and governance arrangements for retail banking products (EBA/GL/2015/18)
    Circular CSSF
  • 06.06.2018
    Grand-ducal Regulation of 6 June 2018 (only in French)
    on the establishment of a standardised list of the most representative services linked to a payment account within the meaning of the Law of 13 June 2017 on payment accounts
    Grand ducal regulation
  • 30.05.2018
    Grand-ducal Regulation of 30 May 2018 (only in French)
    on the protection of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits
    Grand ducal regulation
  • 30.05.2018
    Law of 30 May 2018 (coordinated version)
    on markets in financial instruments
    Law
  • 08.03.2018
    FAQs on AML/CTF and IT requirements for specific customer onboarding/KYC methods for the identification/verification through video chat
    CSSF FAQ
  • 05.12.2017
    EBA Guidelines on procedures for complaints of alleged infringements of Directive (EU) 2015/2366
    Guidelines
  • 13.10.2017
    Circular CSSF 17/671 (as amended by Circular CSSF 18/698)
    Specifications regarding CSSF Regulation N° 16-07 of 26 October 2016 relating to out-of-court complaint resolution
    Circular CSSF