Circulars

Circular CSSF 07/307 (as amended by Circulars CSSF 13/560, CSSF 13/568 and 14/585) (being reviewed)

31.07.2007: MiFID: Conduct of business rules in the financial sector

The purpose of this circular is to explain and specify certain provisions of the law of 13 July 2007 on markets in financial instruments transposing Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 ("the MiFID law") and of Grand-ducal regulation of 13 July 2007 on the organisational requirements and conduct of business rules in the financial sector transposing Commission Directive 2006/73/EC of 10 May 2006 ("the Grand-ducal MiFID regulation").

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