Registration of an Alternative Investment Fund Manager (AIFM)

Articles 3(2) and 3(3) of the Law of 12 July 2013 on alternative investment fund managers (the "2013 Law") lay down the legal conditions that must be fulfilled for registration of an alternative investment fund manager.


Commission Delegated Regulation (EU) No 231/2013 of 19 December 2012 specifies the rules for the application of certain articles of the 2013 Law.


All Luxembourg legal persons whose regular activity includes managing one or several alternative investment funds and that do not need to be authorised under Chapter 2 of the 2013 Law, must submit a request for registration as alternative investment fund manager to the CSSF.


The registration request must at least include the "Declaration for a registered AIFM", the "Registration form for an alternative investment fund manager" (the "Registration form"), the "IFM EMIR questionnaire" and the "AML/CFT IFM market entry form" which are available for download in the section "Forms".


The CSSF considers that the information and supporting documents as required in the Registration form are the minimum information that should be included and reserves the right to request any additional information should further specifications be needed during the request review process.


The registration request must be sent to the CSSF by email exclusively to aifm_registration@cssf.lu


The CSSF acknowledges receipt of the registration request within 2 working days and will communicate the name of the agent in charge of examining the request by way of an email to the email address of the contact person indicated in the Registration form.


The CSSF endeavours to contact the applicant (or the contact person indicated in the request form) within 10 working days after reception of the initial request and reserves the right to request additional information and/or documents and other additional confirmations, and/or specifications on other aspects of the request.


The CSSF sends a letter of registration of the alternative investment fund manager to the applicant as soon as the review of the request is completed and conclusive.


The information needed to register the alternative investment fund manager shall be kept up to date. Hence, termination of business of alternative investment fund management, as well as any change to the information provided in the registration request must be communicated to the CSSF without delay. In addition, an updated Registration form shall be transmitted to the CSSF at least once a year.