Legal reporting

Semi-annual information - financial reporting:

 

Please refer to Circular CSSF 08/376 and Circular CSSF 08/334 on the encryption specifications for reporting firms and to the technical document relating to the transmission of table K 3.1 (only in French) for instructions relating to the information that SICARs must provide and for instructions relating to the electronic transmission of this information.

 

Please refer to Circular CSSF 15/627 for instructions relating to information that SICARs must provide as of 30 June 2016.

 

SICARs are invited to use the Excel template available for download below:

Table K 3.1

English version of table K3.1 (for information only)

  

Rules applicable as of 30 June 2016:   

Guidelines on the U1.1 reporting (03.06.2016) 

Guidelines on the U1.1 reporting - Final version track changes (03.06.2016)

XML Schemes U1.1

U1.1 Rules and Definition 

Examples

U 1.1 reporting life cycle
U 1.1 reporting naming convention

 

Identifiers of UCI/SIF/SICAR

The following file lists the UCI and SICAR identifiers to be used for the periodic reporting:

OPC_FIS_SICAR_COMP_TP_TOUS_NON_FERMES.zip

 

Financial reporting according to Circular CSSF 18/698 of 23 August 2018

 

In accordance with Circular CSSF 18/698 of 23 August 2018, internally managed alternative investment funds within the meaning of point (b) of Article 4(1) of the Law of 12 July 2013 must report specific information on a quarterly basis to the CSSF.
 
In order to organise and facilitate the delivery of these tables, self-managed investment firms are invited to download the Excel template below.
 
Quarterly information (only in French)