Forms

eDesk

Attestations request through eDesk application - 15.05.2018

PRIIPs declarations - 01.07.2019

Brexit Notifications - 02.08.2019

Authorisation of a new UCI - 01.10.2019

 

Conversion of a fund into a UCI Part II not yet registered on the official list

Conversion of an existing fund into a UCI Part II - 07.11.2019 

UCI/Part II/SIF Specific Sub-Fund Investment Policy Questionnaire - 15.02.2017

Application for approval as administration of a UCI - 10.04.2017

Application in case of outsourcing of administration tasks for UCI - 02.08.2019

 

Authorisation of additional sub-fund(s) for UCIs Part II which are already authorised

Application questionnaire for additional sub-fund(s) - 04.02.2020

Specific Investment Policy Questionnaire for additionnal sub-funds of an existing UCI Part II - 13.04.2017

 

Authorisation of a money market fund in accordance with Regulation (EU) 2017/1131 of the European Parliament and of the Council of 14 June 2017

Application questionnaire for money market fund - 20.11.2018

 

AML/CFT

AML/CFT investment fund market entry form - 25.02.2020

Identification form of the responsible for compliance with AML/CFT requirements - 02.12.2019

Identification form of the responsible for the control of AML/CFT requirements - 02.12.2019

Commitment Letter - Fund confirmation of AML/CFT compliance for distribution channels - 25.02.2020

Commitment Letter RR - annex to Market Entry Form - 25.02.2020

 

EMIR questionnaire

UCI EMIR questionnaire - 17.01.2019

 

BMR questionnaire

Benchmark Regulation questionnaire - 26.02.2020

     

Declarations of honour

Declaration of honour for legal persons - 11.04.2016

Declaration of honour for natural persons - 11.04.2016

 

List of professional activities and mandates performed by members of the management body/governing body and by conducting officers (points 105 and 107 of Circular CSSF 18/698)

Table listing the professional activities and the mandates performed - 14.01.2019

 

Other

Form concerning the legal provisions relating to the investment management of UCIs subject to Part II of the Law of 17 December 2010 relating to undertakings for collective investment  - 27.06.2012 (only in French)

Application form for exemption from the subscription tax on undertakings for collective investment and specialised investment funds investing in microfinance - 15.02.2019

  

Claims registered by the professional pursuant to CSSF Regulation N° 16-07

Table listing the claims registered by the professional - 13.10.2017 

 

Circular CSSF 02/77: NAV calculation errors and non-compliance with the investment rules

Notification form - 01.02.2017

Additional explanations - 03.01.2017 (only in French)