Circulars

Circular CSSF 19/723

ESMA Guidelines on the application of the definitions of commodity derivatives in Sections C6 and C7 of Annex I of MiFID II


Circular CSSF 19/716

10.04.2019: Provision in Luxembourg of investment services or performance of investment activities and ancillary services in accordance with Article 32-1 of the LFS


Circular CSSF 18/691

19.04.2018: Update of Circular CSSF 17/668 concerning the ESMA Guidelines on calibration of circuit breakers and publication of trading halts under Directive 2014/65/EU on markets in financial instruments (“MiFID II”) and details on reporting of circuit breakers’ parameters


Circular CSSF 18/690 (only in French)

13.04.2018: Guidelines of the European Securities and Markets Authority (ESMA) on the management body of market operators and data reporting services providers


Circular CSSF 17/674

01.12.2017: ESMA Guidelines on transaction reporting and order record keeping under Regulation (EU) No 600/2014 on markets in financial instruments ("MiFIR") and clock synchronisation pursuant to Directive 2014/65/EU on markets in financial instruments ("MiFID II") and details on transaction reporting on financial instruments under MiFIR


Circular CSSF 17/670

13.10.2017: ESMA Guidelines for the assessment of knowledge and competence in the framework of Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU ("MiFID II") - criteria regarding external training on knowledge and competence


Circular CSSF 17/668 (as amended by Circular CSSF 18/691)

22.08.2017: ESMA Guidelines on calibration of circuit breakers and publication of trading halts under Directive 2014/65/EU (MiFID II) and details on reporting of circuit breakers' parameters


Circular CSSF 17/665

31.07.2017: ESMA Guidelines for the assessment of knowledge and competence


Circular CSSF 08/344 (to be read together with Circular CSSF 14/593)

12.03.2008: Provisions relating to the transmission of reporting files to the CSSF


Circular CSSF 08/334

04.01.2008: Encryption specifications for reporting firms