Laws, regulations and other texts

Commission Delegated Regulation (EU) 2017/1946 of 11 July 2017

supplementing Directives 2004/39/EC and 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for an exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm


Commission Delegated Regulation (EU) 2017/1943 of 14 July 2016

supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on information and requirements for the authorisation of investment firms


* Commission Delegated Regulation (EU) 2015/923 of 11 March 2015

amending Delegated Regulation (EU) No 241/2014 supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to regulatory technical standards for own funds requirements for institutions


Commission Delegated Regulated (EU) 2015/942 of 4 March 2015

amending Delegated Regulation (EU) No 529/2014 supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council as regards regulatory technical standards for assessing the materiality of extensions and changes of internal approaches when calculating own funds requirements for market risk


* Commission Delegated Regulation (EU) 2015/850 of 30 January 2015

amending Delegated Regulation (EU) No 241/2014 supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to regulatory technical standards for Own Funds requirements for institutions


* Commission Delegated Regulation (EU) No 1222/2014 of 8 October 2014

supplementing Directive 2013/36/EU of the European Parliament and of the Council with regard to regulatory technical standards for the specification of the methodology for the identification of global systemically important institutions and for the definition of subcategories of global systemically important institutions


* Commission Delegated Regulation (EU) No 1187/2014 of 2 October 2014

supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council as regards regulatory technical standards for determining the overall exposure to a client or a group of connected clients in respect of transactions with underlying assets


* Commission Delegated Regulation (EU) No 625/2014 of 13 March 2014

supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council by way of regulatory technical standards specifying the requirements for investor, sponsor, original lenders and originator institutions relating to exposures to transferred credit risk


* Commission Delegated Regulation (EU) No 530/2014 of 12 March 2014

supplementing Directive 2013/36/EU of the European Parliament and of the Council with regard to regulatory technical standards further defining material exposures and thresholds for internal approaches to specific risk in the trading book


* Commission Delegated Regulation (EU) No 529/2014 of 12 March 2014

supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to regulatory technical standards for assessing the materiality of extensions and changes of the Internal Ratings Based Approach and the Advanced Measurement Approach


* Commission Delegated Regulation (EU) No 528/2014 of 12 March 2014

supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to regulatory technical standards for non-delta risk of options in the standardised market risk approach


* Commission Delegated Regulation (EU) No 527/2014 of 12 March 2014

supplementing Directive (EU) No 2013/36/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the classes of instruments that adequately reflect the credit quality of an institution as a going concern and are appropriate to be used for the purposes of variable remuneration


* Commission Delegated Regulation (EU) No 526/2014 of 12 March 2014

supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to regulatory technical standards for determining proxy spread and limited smaller portfolios for credit valuation adjustment risk


* Commission Delegated Regulation (EU) No 525/2014 of 12 March 2014

supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to regulatory technical standards for the definition of market


* Commission Delegated Regulation (EU) No 524/2014 of 12 March 2014

supplementing Directive 2013/36/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the information that competent authorities of home and host Member States supply to one another


* Commission Delegated Regulation (EU) No 523/2014 of 12 March 2014

supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to regulatory technical standards for determining what constitutes the close correspondence between the value of an institution's covered bonds and the value of the institution's assets


* Commission Delegated Regulation (EU) No 604/2014 of 4 March 2014

supplementing Directive 2013/36/EU of the European Parliament and of the Council with regard to regulatory technical standards with respect to qualitative and appropriate quantitative criteria to identify categories of staff whose professional activities have a material impact on an institution's risk profile


* Commission Delegated Regulation (EU) No 342/2014 of 21 January 2014

supplementing Directive 2002/87/EC of the European Parliament and of the Council and Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to regulatory technical standards for the application of the calculation methods of capital adequacy requirements for financial conglomerates


* Commission Delegated Regulation (EU) No 241/2014 of 7 January 2014

supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to regulatory technical standards for Own Funds requirements for institutions


* Commission Delegated Regulation (EU) No 183/2014 of 20 December 2013

supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council on prudential requirements for credit institutions and investment firms, with regard to regulatory technical standards for specifying the calculation of specific and general credit risk adjustments


Information

* Regulation (EU) No 575/2013 (the "CRR") is directly applicable since 1 January 2014. Directive 2013/36/EU (the "CRD IV"), which completes the provisions of the CRR, has been transposed into national law by the Law of 23 July 2015 and by CSSF Regulations N° 15-01 and 15-02. For further information, the reader should refer to Circulars CSSF 14/583 and CSSF 15/620.

Post Luxembourg

 ** The activity of Post Luxembourg may be extended to all activities authorised for professionals of the financial sector under Luxembourg law other than credit institutions.