Forms

Authorisation

Main application form for authorisation as specialised PFS or support PFS  - 26.07.2018

Application for approval as central administration of a UCI - 10.04.2017

Application in case of outsourcing of administration tasks for UCI - 02.08.2019

Application form for an authorisation as a professional depositary of assets other than financial instruments - 17.07.2013

Declaration for authorisation as a professional depositary of assets other than financial instruments - 17.07.2013

 

Declarations of honour 

Declaration of honour for legal persons - 11.04.2016 

Declaration of honour for natural persons - 11.04.2016 

 

Notification form ("European passport")

Form for the notification for the provision of arrangements to facilitate access to an MTF or OTF - 08.06.2018

 

Claims registered by the professional pursuant to CSSF Regulation N° 16-07

Table listing the claims registered by the professional - 13.10.2017 (only in French)

 

Major incident reporting under Directive (EU) 2015/2366 (Circular CSSF 18/704)

Major incident reporting - 19.12.2018

 

Application form to request an exemption from obligation to set-up the contingency mechanism under Article 33(6) of Regulation (EU) 2018/389 (RTS on SCA and CSC)

Exemption request - 04.04.2019