Circulars

Circular CSSF 19/723

ESMA Guidelines on the application of the definitions of commodity derivatives in Sections C6 and C7 of Annex I of MiFID II


Circular CSSF 18/691

19.04.2018: Update of Circular CSSF 17/668 concerning the ESMA Guidelines on calibration of circuit breakers and publication of trading halts under Directive 2014/65/EU on markets in financial instruments (“MiFID II”) and details on reporting of circuit breakers’ parameters


Circular CSSF 18/690 (only in French)

13.04.2018: Guidelines of the European Securities and Markets Authority (ESMA) on the management body of market operators and data reporting services providers


Circular CSSF 17/674

01.12.2017: ESMA Guidelines on transaction reporting and order record keeping under Regulation (EU) No 600/2014 on markets in financial instruments ("MiFIR") and clock synchronisation pursuant to Directive 2014/65/EU on markets in financial instruments ("MiFID II") and details on transaction reporting on financial instruments under MiFIR


Circular CSSF 17/668 (as amended by Circular CSSF 18/691)

22.08.2017: ESMA Guidelines on calibration of circuit breakers and publication of trading halts under Directive 2014/65/EU (MiFID II) and details on reporting of circuit breakers' parameters


Circular CSSF 08/344 (being updated)

12.03.2008: Provisions relating to the transmission of reporting files to the CSSF


Circular CSSF 08/334

04.01.2008: Encryption specifications for reporting firms


Circular CSSF 07/307 (as amended by Circulars CSSF 13/560, CSSF 13/568 and 14/585) (being reviewed)

31.07.2007: MiFID: Conduct of business rules in the financial sectorMore


Circular CSSF 02/71

01.10.2002: Law of 3 September 1996 concerning the involuntary dispossession of bearer securities