13 novembre 2019
Communiqué de presse

Publication de six mesures de niveau 2 pour le règlement (UE) n° 909/2014 (« RDCT ») au Journal officiel de l’Union européenne (uniquement en anglais)

Communiqué de presse 17/11

On 10 March 2017, the following Level 2 measures adopted by the European Commission on 11 November 2016 have been published in the Official Journal of the European Union:

CSDR Level 2 Measures Entry into force
1 DA on the calculation of cash penalties for settlement fails and the operations of CSDs in host Member States Commission Delegated Regulation (EU) 2017/389 of 11 November 2016 supplementing Regulation (EU) No 909/2014 of the European Parliament and of the Council as regards the parameters for the calculation of cash penalties for settlement fails and the operations of CSDs in host Member States On the twentieth day following that of its publication in the Official Journal of the European Union

Application from 10 March 20191

2 RTS on prudential requirements for offering banking-type ancillary services Commission Delegated Regulation (EU) 2017/390 of 11 November 2016 supplementing Regulation (EU) No 909/2014 of the European Parliament and of the Council with regard to regulatory technical standards on certain prudential requirements for central securities depositories and designated credit institutions offering banking-type ancillary services On the twentieth day following that of its publication in the Official Journal of the European Union
3 RTS on internalised settlement Commission Delegated Regulation (EU) 2017/391 of 11 November 2016 supplementing Regulation (EU) No 909/2014 of the European Parliament and of the Council with regard to regulatory technical standards further specifying the content of the reporting on internalised settlements On the twentieth day following that of its publication in the Official Journal of the European Union

Application from 10 March 2019

4 RTS on CSD requirements Commission Delegated Regulation (EU) 2017/392 of 11 November 2016 supplementing Regulation (EU) No 909/2014 of the European Parliament and of the Council with regard to regulatory technical standards on authorisation, supervisory and operational requirements for central securities depositories On the twentieth day following that of its publication in the Official Journal of the European Union2
5 ITS on internalised settlement Commission Implementing Regulation (EU) 2017/393 of 11 November 2016 laying down implementing technical standards with regard to the templates and procedures for the reporting and transmission of information on internalised settlements in accordance with Regulation (EU) No 909/2014 of the European Parliament and of the Council On 10 March 2019
6 ITS on CSD requirements Commission Implementing Regulation (EU) 2017/394 of 11 November 2016 laying down implementing technical standards with regard to standard forms, templates and procedures for authorisation, review and evaluation of central securities depositories, for the cooperation between authorities of the home Member State and the host Member State, for the consultation of authorities involved in the authorisation to provide banking-type ancillary services, for access involving central securities depositories, and with regard to the format of the records to be maintained by central securities depositories in accordance with Regulation (EU) No 909/2014 of the European Parliament and of the Council On the twentieth day following that of its publication in the Official Journal of the European Union3

According to Article 69(2) of the CSDR, CSDs shall apply for all authorisations and shall notify the relevant CSD links to the competent authority within six months from the date of entry into force of all the regulatory technical standards adopted under Articles 17, 26, 45, 47, 48, and, where relevant, Articles 55 and 59.

1 By way of derogation from the second paragraph:
(a) Articles 2 and 3 shall apply from the date of entry into force of the delegated act adopted by the Commission pursuant to Article 7(15) of Regulation (EU) No 909/2014.
(b) Article 7 shall apply from the date referred to in the second paragraph of Article 55 of Regulation (EU) No 600/2014;
(c) Article 8 shall apply from the date of entry into force of this Regulation.

2 Article 54 shall apply from the date of entry into force of the delegated acts adopted by the Commission pursuant to Articles 6(5) and 7(15) of Regulation (EU) No 909/2014, whichever is the later

3 Article 11(1) shall apply from the date of entry into force of the delegated acts adopted by the Commission pursuant to Articles 6(5) and 7(15) of Regulation (EU) No 909/2014, whichever is the latter.