Dissolution and judicial liquidation: DIVERSIFIED ASSET MANAGEMENT S.A.

The CSSF informs that the Tribunal d’arrondissement de et à Luxembourg (Luxembourg District Court), 25^th chamber, sitting in commercial matters ordered the dissolution and judicial liquidation of the investment firm incorporated under Luxembourg law, DIVERSIFIED ASSET MANAGEMENT S.A., (hereinafter “DAM”), on 30 April 2026, pursuant to point (2) of Article 129(1) of the Law of 18 December 2015 on the failure of credit institutions and certain investment firms (hereinafter “Law of 18 December 2015”). The judgement grants an application from the CSSF in this regard.

By the same judgement, Me Yann Baden, avocat à la Cour (attorney-at-law) was appointed as liquidator and Ms Tania CARDOSO, vice-president of the Tribunal d’arrondissement de et à Luxembourg, was appointed as juge-commissaire (official receiver).

In accordance with Article 129(7) of the Law of 18 December 2015, the judgement determines the liquidation method regarding the institution.

The aforementioned judgment may be appealed within fifteen days from the date of its notification, in accordance with the applicable legal provisions, it being specified that it is provisionally enforceable notwithstanding any appeal or other recourse.

The deadline for submitting the declarations of claims, under penalty of foreclosure, is set for 30 October 2026, 5 p.m.

Eligible clients¹, whose claims would result from the incapacity of DIVERSIFIED ASSET MANAGEMENT S.A. to:

• repay money owed to or belonging to them and held on their behalf in connection with investment business² ; or
• return any instruments (including securities) belonging to them and held, administered or managed on their behalf in connection with investment business,

are invited to contact the Système d’indemnisation des investisseurs (SIIL) by email to cpdi@cssf.lu or by mail to the address indicated below, in order to be eventually reimbursed up to 20,000 euros, in accordance with Article 196 of the above-mentioned law and based on the assessment of their eligibility. Since this reimbursement can only be granted in case that DIVERSIFIED ASSET MANAGEMENT S.A. fails to return to eligible clients their securities or the money owed to or belonging to them, these latter are required to first contact DIVERSIFIED ASSET MANAGEMENT S.A. in order to obtain the restitution of their financial instruments or the reimbursement of their claim in connection with investment business, before contacting the SIIL.

Conseil de protection des déposants et des investisseurs
CSSF
283, route d’Arlon
L-2991 Luxembourg

Clients have 10 years starting from 30 April 2026 for submitting their claims.

The SIIL will not pay any compensation before the eligibility of the claimant and the amount of the compensation have been determined and verified, in accordance with Article 197, paragraphs 4 and 6, of the Law of 18 December 2015.