Regulatory framework

Circular CSSF 22/823

Update of Circular CSSF 14/593, as amended by Circulars CSSF 15/613, 15/621, 16/640, 17/663, 18/678, 18/685, 19/715, 19/729, 20/745 and 21/774 on supervisory reporting requirements applicable to credit institutions

Council Decision (EU) 2022/2332 of 28 November 2022

on identifying the violation of Union restrictive measures as an area of crime that meets the criteria specified in Article 83(1) of the Treaty on the Functioning of the European Union

Council Regulation (EU) 2022/2367 of 3 December 2022

amending Regulation (EU) No 833/2014 concerning restrictive measures in view of Russia’s actions destabilising the situation in Ukraine

Commission Implementing Regulation (EU) 2022/2368 of 3 December 2022

amending Council Regulation (EU) No 833/2014 concerning restrictive measures in view of Russia’s actions destabilising the situation in Ukraine

CSSF FAQ Sustainable Finance Disclosure Regulation (SFDR)

The FAQs aim at providing further clarity on aspects of Regulation (EU) 2019/2088 on sustainability-related disclosures in the financial sector (SFDR).

Council Regulation (EU) 2022/2309 of 25 November 2022

concerning restrictive measures in view of the situation in Haiti

ABBL – CSSF Presentation : Circular CSSF 22/821 on the reviesed Long Form Report for banks

Council Implementing Regulation (EU) 2022/2229 of 14 November 2022

implementing Regulation (EU) No 269/2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine

Grand-ducal Regulation of 14 November 2022 (only in French)

providing details on the Law of 19 December 2020 on the implementation of restrictive measures in financial matters

Commission Delegated Regulation (EU) 2022/2119 of 13 July 2022

supplementing Regulation (EU) 2020/1503 of the European Parliament and of the Council with regard to regulatory technical standards for the key investment information sheet

Commission Delegated Regulation (EU) 2022/2116 of 13 July 2022

supplementing Regulation (EU) 2020/1503 of the European Parliament and of the Council with regard to regulatory technical standards specifying the measures and procedures for crowdfunding service providers’ business continuity plan (Text with EEA relevance)

Commission Delegated Regulation (EU) 2022/2113 of 13 July 2022

supplementing Regulation (EU) 2020/1503 of the European Parliament and of the Council with regard to regulatory technical standards for the exchange of information between competent authorities in relation to investigation, supervision and enforcement activities in relation to European crowdfunding service providers for business (Text with EEA relevance)

Commission Delegated Regulation (EU) 2022/2114 of 13 July 2022

supplementing Regulation (EU) 2020/1503 of the European Parliament and of the Council with regard to regulatory technical standards specifying the entry knowledge test and the simulation of the ability to bear loss for prospective non-sophisticated investors in crowdfunding projects (Text with EEA relevance)

Commission Delegated Regulation (EU) 2022/2115 of 13 July 2022

supplementing Regulation (EU) 2020/1503 of the European Parliament and of the Council with regard to regulatory technical standards specifying the methodology for calculating default rates of loans offered on a crowdfunding platform (Text with EEA relevance)

Commission Delegated Regulation (EU) 2022/2112 of 13 July 2022

supplementing Regulation (EU) 2020/1503 of the European Parliament and of the Council with regard to regulatory technical standards specifying requirements and arrangements for the application for authorisation as a crowdfunding service provider (Text with EEA relevance)

Commission Delegated Regulation (EU) 2022/2111 of 13 July 2022

supplementing Regulation (EU) 2020/1503 of the European Parliament and of the Council with regard to regulatory technical standards specifying conflicts of interest requirements for crowdfunding service providers (Text with EEA relevance)

Commission Delegated Regulation (EU) 2022/2117 of 13 July 2022

supplementing Regulation (EU) 2020/1503 of the European Parliament and of the Council with regard to regulatory technical standards specifying the requirements, standard formats and procedures for complaint handling (Text with EEA relevance)

Commission Delegated Regulation (EU) 2022/2118 of 13 July 2022

supplementing Regulation (EU) 2020/1503 of the European Parliament and of the Council with regard to regulatory technical standards on individual portfolio management of loans by crowdfunding service providers, specifying the elements of the method to assess credit risk, the information on each individual portfolio to be disclosed to investors, and the policies and procedures required in relation to contingency funds (Text with EEA relevance)

Commission Delegated Regulation (EU) 2022/1959 of 13 July 2022

supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards setting out a contractual template for liquidity contracts for the shares of issuers whose financial instruments are admitted to trading on an SME growth market

Circular CSSF 22/822

FATF statements concerning
1) high-risk jurisdictions on which enhanced due diligence and, where appropriate, counter-measures are imposed
2) jurisdictions under increased monitoring of the FATF