Regulatory framework – CSSF

This section includes the regulatory framework reflecting the main international, European and national rules adopted and/or implemented by the CSSF as part of its missions and powers. These rules are presented in a descending order of authority.

1218 results

Type
  • 23.10.2020
    FAQ “Application form – Third country auditors and audit entities”
    CSSF FAQ
  • 23.10.2020
    Circular CSSF 20/753
    Amendment of Circular CSSF 07/301, as amended by Circulars CSSF 08/338, CSSF 09/403, CSSF 11/506 and CSSF 13/568 on the implementation of the internal capital and liquidity adequacy assessment process (ICAAP and ILAAP) and of Circular CSSF 11/506 on principles…
    Circular CSSF
  • 15.10.2020
    Council Implementing Regulation (EU) 2020/1480 of 14 October 2020
    implementing Regulation (EU) 2018/1542 concerning restrictive measures against the proliferation and use of chemical weapons
    EU Regulation
  • 13.10.2020
    Council Implementing Regulation (EU) 2020/1463 of 12 October 2020
    implementing Regulation (EU) 2018/1542 concerning restrictive measures against the proliferation and use of chemical weapons
    EU Regulation
  • 09.10.2020
    Commission Delegated Regulation (EU) 2020/1423 of 14 March 2019
    on supplementing Directive (EU) 2015/2366 of the European Parliament and of the Council with regard to regulatory technical standards on the criteria for appointing central contact points within the field of payment services and on the functions of those central…
    EU Regulation
  • 09.10.2020
    Ministerial Regulation of 9 October 2020
    Ministerial Regulation of 9 October 2020 amending Annex I C of Grandducal Regulation of 29 October 2010 enforcing the Law of 27 October 2010 implementing United Nations Security Council resolutions as well as acts adopted by the European Union concerning…
    Ministerial Regulation
  • 09.10.2020
    Questions and Answers related to Circular CSSF 20/747 – version 2
    Version 2, October 2020
    CSSF FAQ
  • 09.10.2020
    Questions and Answers related to Circular CSSF 20/747 – version 2 – track changes
    Version 2, October 2020
    CSSF FAQ
  • 08.10.2020
    UN designation of 8 October 2020 – SC/14321
    Prohibition and restrictive measure
  • 07.10.2020
    CSSF Regulation No 20-06 of 30 September 2020 (only in French)
    on the setting of the countercyclical buffer rate for the fourth quarter of 2020
    CSSF Regulation
  • 06.10.2020
    Circular CSSF-CPDI 20/23
    Survey on the amount of covered deposits held on 30 September 2020
    Circular CSSF
  • 01.10.2020
    Q&A in relation to procedures and protocols exempted from strong customer authentication pursuant to Article 17 of Delegated Regulation (EU) 2018/389
    CSSF FAQ
  • 01.10.2020
    ESMA Public Statement: Update on the process of revising the guidance published under the Prospectus Directive and applicability of the CESR recommendations concerning specialist issuers
    ESMA31-62-1491
    Statement
  • 29.09.2020
    Circular CSSF 20/752
    ESMA Guidelines on Liquidity Stress Testing in UCITS and AIFs
    Circular CSSF
  • 25.09.2020
    Circular CSSF 20/751
    Adoption of the Guidelines of the European Banking Authority on management of non-performing and forborne exposures (EBA/GL/2018/06), disclosure of non-performing and forborne exposures (EBA/GL/2018/10)
    Circular CSSF
  • 16.09.2020
    ESMA Decision of 16 September 2020
    renewing the temporary requirement to natural or legal persons who have net short positions to lower the notification thresholds of net short positions in relation to the issued share capital of companies whose shares are admitted to trading on a…
    EU Decision
  • 14.09.2020
    Commission Delegated Regulation (EU) 2020/1272 of 4 June 2020
    amending and correcting Delegated Regulation (EU) 2019/979 supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council with regard to regulatory technical standards on key financial information in the summary of a prospectus, the publication and classification of…
    EU Regulation
  • 14.09.2020
    Commission Delegated Regulation (EU) 2020/1273 of 4 June 2020
    amending and correcting Delegated Regulation (EU) 2019/980 supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council as regards the format, content, scrutiny and approval of the prospectus to be published when securities are offered to the public…
    EU Regulation
  • 01.09.2020
    Overview of Environmental Risk Analysis by Financial Institutions
    Supervisory disclosure document
  • 01.09.2020
    Case Studies of Environmental Risk Analysis Methodologies
    Supervisory disclosure document