Regulatory framework

This section includes the regulatory framework reflecting the main international, European and national rules adopted and/or implemented by the CSSF as part of its missions and powers. These rules are presented in a descending order of authority.

1233 Results

Type
  • 27.01.2021
    Circular-letter
    2020 Survey related to the fight against money laundering and terrorist financing
    Circular CSSF
  • 26.01.2021
    Law of 22 January 2021 (only in French)
    amending: 1° the Law of 5 April 1993 on the financial sector, as amended; 2° the Law of 6 April 2013 on dematerialised securities. Law of 22 January 2021 amending the Law of 5 April 1993 on the financial sector,…
    Law
  • 15.01.2021
    ESMA reminds firms of the MiFID II rules on reverse solicitation
    Statement
  • 13.01.2021
    Information for customers of UK financial institutions on the end of the Brexit transition period
    EBA Statement regarding Brexit addressed to consumers
    Statement
  • 11.01.2021
    Progress report on the implementation of sustainable and responsible investment practices in central banks’ portfolio management
    Supervisory disclosure document
  • 30.12.2020
    CSSF Regulation No 20-10 of 21 December 2020 (only in French)
    laying down the implementing measures of Article 100(1) of the Law of 17 December 2010 relating to undertakings for collective investment as regards the marketing of foreign UCIs other than the closed-ended type to retail investors in Luxembourg
    CSSF Regulation
  • 30.12.2020
    Regulation CSSF No 20-07 of 12 November 2020 (only in French)
    concerning systemically important institutions authorised in Luxembourg
    CSSF Regulation
  • 29.12.2020
    CSSF Regulation No 20-11 of 29 December 2020 (only in French)
    on the setting of the countercyclical buffer rate for the first quarter of 2021
    CSSF Regulation
  • 28.12.2020
    Law of 19 December 2020 implementing financial restrictive measures (only in French)
    Law
  • 24.12.2020
    CSSF Regulation No 20-09 of 14 December 2020 (only in French)
    amending CSSF Regulation No 20-02 of 29 June 2020 on the equivalence of certain third countries with respect to supervision and authorisation rules for the purpose of providing investment services or performing investment activities and ancillary services by third-country firms
    CSSF Regulation
  • 22.12.2020
    FAQ: COVID-19
    FAQ of 22 December 2020: update of question No. 13 – CSSF recommendation on restriction of distributions during the COVID-19 pandemic
    CSSF FAQ
  • 22.12.2020
    Circular letter
    CSSF recommendation on restriction of distributions during the COVID-19 pandemic
    Professional standard
  • 21.12.2020
    Technical FAQ on Regulation CSSF No 20-08 on borrower based measures for residential real estate credit
    Version of 21 December 2020
    CSSF FAQ
  • 18.12.2020
    CSSF FAQ – Use of Securities Financing Transactions by UCITS
    This publication is a CSSF FAQ  in relation to the use by Luxembourg-domiciled UCITS of the following Securities Financing Transactions: securities lending transactions, reverse repurchase agreement transactions and repurchase agreement transactions. The objective of the FAQ is to bring further…
    CSSF FAQ
  • 18.12.2020
    Circular CSSF 20/764
    Guidelines on performance fees in UCITS and certain types of AIFs
    Circular CSSF
  • 18.12.2020
    Delegated Regulation (EU) 2020/2145 of 1 September 2020
    amending Delegated Regulation (EU) No 876/2013 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council as regards changes to the composition, functioning and management of colleges for central counterparties
    RTS
  • 15.12.2020
    Circular CSSF 20/763
    on the mandatory use of the IMAS Portal for fit and proper applications submitted by significant credit institutions
    Circular CSSF
  • 14.12.2020
    Circular CSSF-CPDI 20/24
    Survey on the amount of covered deposits held on 31 December 2020
    Circular CSSF
  • 14.12.2020
    Opinion of the European Banking Authority on the interplay between the EU Anti-Money Laundering Directive and the EU Deposit Guarantee Schemes Directive
    Opinion
  • 11.12.2020
    Circular CSSF 20/761
    on liquidity risks arising from margin calls
    Circular CSSF