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Regulatory framework

This section includes the regulatory framework reflecting the main international, European and national rules adopted and/or implemented by the CSSF as part of its missions and powers. These rules are presented in a descending order of authority.

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      1270 Result(s)

      • ITS

        Published on 15.06.2021

        Commission Implementing Regulation (EU) 2021/955 of 27 May 2021

        laying down implementing technical standards for the application of Regulation (EU) 2019/1156 of the European Parliament and of the Council with regard to the forms, templates, procedures and technical arrangements for the publications and notifications of marketing rules, fees and charges, and specifying the information to be communicated for the creation and maintenance of the central database on cross-border marketing of AIFs and UCITS, as well as the forms, templates and procedures for the communication of such information (Text with EEA relevance)

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      • Law

        Published on 25.05.2021

        Law of 20 May 2021 (only in French)

        1. transposing:

        a) Directive (EU) 2019/878 of the European Parliament and of the Council of 20 May 2019 amending Directive 2013/36/EU as regards exempted entities, financial holding companies, mixed financial holding companies, remuneration, supervisory measures and powers and capital conservation measures; and

        b) Directive (EU) 2019/879 of the European Parliament and of the Council of 20 May 2019 amending Directive 2014/59/EU as regards the loss-absorbing and recapitalisation capacity of credit institutions and investment firms and Directive 98/26/EC;

        2. implementing Regulation (EU) 2019/876 of the European Parliament and of the Council of 20 May 2019 amending Regulation (EU) No 575/2013 as regards the leverage ratio, the net stable funding ratio, requirements for own funds and eligible liabilities, counterparty credit risk, market risk, exposures to central counterparties, exposures to collective investment undertakings, large exposures, reporting and disclosure requirements, and Regulation (EU) No 648/2012; and

        3. amending:

        a) the Law of 5 April 1993 on the financial sector, as amended;

        b) the Law of 18 December 2015 on the failure of credit institutions and certain investment firms, as amended;

        c) the Law of 24 March 1989 on the Banque et Caisse d’Epargne de l’Etat, Luxembourg, as amended;

        d) the Law of 23 December 1998 establishing a financial sector supervisory commission (“Commission de surveillance du secteur financier”), as amended;

        e) the Law of 12 November 2004 on the fight against money laundering and terrorist financing, as amended;

        f) the Law of 10 November 2009 on payment services, on the activity of electronic money institution and settlement finality in payment and securities settlement systems, as amended; and

        g) the Law of 7 December 2015 on the insurance sector, as amended.

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      • EU FAQ

        Published on 20.05.2021

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      • EU Regulation

        Published on 12.05.2021

        Commission Implementing Regulation (EU) 2021/763 of 23 April 2021

        laying down implementing technical standards for the application of Regulation (EU) No 575/2013 of the European Parliament and of the Council and Directive 2014/59/EU of the European Parliament and of the Council with regard to the supervisory reporting and public disclosure of the minimum requirement for own funds and eligible liabilities (Text with EEA relevance)

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      • Circular CSSF

        Published on 10.05.2021

        Circular CSSF 21/772

        Amendment of Circular CSSF 18/703 on the introduction of a semi-annual reporting of borrower related residential real estate indicators

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      • Prohibition and restrictive measure

        Published on 10.05.2021

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      • EU Regulation

        Published on 06.05.2021

        Commission Delegated Regulation (EU) 2021/731 of 26 January 2021

        supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to rules of procedure for penalties imposed on third-country central counterparties or related third parties by the European Securities and Markets Authority (Text with EEA relevance)

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      • EU Regulation

        Published on 06.05.2021

        Commission Delegated Regulation (EU) 2021/732 of 26 January 2021

        amending Delegated Regulation (EU) No 667/2014 with regard to the content of the file to be submitted by the investigation officer to the European Securities and Markets Authority, the right to be heard with regard to interim decisions and the lodging of fines and periodic penalty payments (Text with EEA relevance)

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      • Circular CSSF

        Published on 23.04.2021

        Circular CSSF-CODERES 21/12

        Single Resolution Fund – Information on/announcement of raising 2021 ex-ante contributions according to Articles 69 and 70 of Regulation (EU) No 806/2014 of the European Parliament and of the Council of 15 July 2014

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      • Circular CSSF

        Published on 20.04.2021

        Circular CSSF 21/771

        Application of the guidelines of the European Securities and Markets Authority on disclosure requirements under the Prospectus Regulation

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      • Circular CSSF

        Published on 14.04.2021

        Circular CSSF 21/770

        ESMA guidelines on the reporting under Articles 4 and 12 SFTR

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      • Circular CSSF

        Published on 09.04.2021

        Circular CSSF 21/769

        Governance and security requirements for supervised entities to perform tasks or activities through telework

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      • Guidelines

        Published on 07.04.2021

        Guideline (EU) 2021/564 of the European Central Bank of 17 March 2021

        on the Eurosystem’s provision of reserve management services in euro to central banks and countries located outside the euro area and to international organisations and repealing Guideline (EU) 2020/1284 of the European Central Bank (recast) (ECB/2021/9)

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      • Guidelines

        Published on 07.04.2021

        Guideline (EU) 2021/565 of the European Central Bank of 17 March 2021

        amending Guideline (EU) 2019/1265 on the euro short-term rate (€STR) (ECB/2021/10)

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      • Circular CSSF

        Published on 07.04.2021

        Circular CSSF-CPDI 21/25

        Survey on the amount of covered deposits held on 31 March 2020

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