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Pursuant to Part I, Chapter 2, Section 2, Sub-section 1 of the Law of 5 April 1993 on the financial sector, the professionals of the financial sector (“PFS”) falling within the following categories are defined as investment firms:
- Article 24. Investment advisers
- Article 24-1. Brokers in financial instruments
- Article 24-2. Commission agents
- Article 24-3. Private portfolio managers
- Article 24-4. Professionals acting for their own account
- Article 24-5. Market makers
- Article 24-6. Underwriters of financial instruments
- Article 24-7. Distributors of units/shares in UCIs
- Article 24-8. Financial intermediation firms
- Article 24-9. Investment firms operating an MTF in Luxembourg
- Article 24-10. Investment firms operating an OTF in Luxembourg
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Investment Firms Department