Pursuant to Part I, Chapter 2, Section 2, Sub-section 1 of the Law of 5 April 1993 on the financial sector, the professionals of the financial sector (“PFS”) falling within the following categories are defined as investment firms:
- Article 24. Investment advisers
- Article 24-1. Brokers in financial instruments
- Article 24-2. Commission agents
- Article 24-3. Private portfolio managers
- Article 24-4. Professionals acting for their own account
- Article 24-5. Market makers
- Article 24-6. Underwriters of financial instruments
- Article 24-7. Distributors of units/shares in UCIs
- Article 24-8. Financial intermediation firms
- Article 24-9. Investment firms operating an MTF in Luxembourg
- Article 24-10. Investment firms operating an OTF in Luxembourg
Quick access
- All investment firms supervised by the CSSF can be found in the Search entities database.
- All legal and regulatory documents can be found in the Regulatory framework section.
- All FAQs can be found in the Regulatory framework section.
- All forms can be found in the Publication and Data section.
- All sanctions and administrative measures can be found in the Publication and Data section.
- All statistics can be found in the Publication and Data section.
Contact
Investment Firms Department
15 May 2020
Email addresses for specific purposes
Last update: 04 May 2020