SFDR data collection exercise applicable to investment fund managers (IFMs) and institutions for occupational retirement provision (IORPs) on periodic disclosures in relation to Regulation (EU) 2019/2088 on sustainability-related disclosures in the financial services sector (SFDR) and Regulation (EU) 2020/852 on the establishment of a framework to facilitate sustainable investment (TR)

This communiqué follows from the CSSF communiqué published on 30 June 2023 announcing the launch of the data collection exercise relating to the disclosures in periodic reports for financial products disclosing under Article 8 or Article 9 of SFDR. The objective of this communiqué is…

Circular CSSF-CODERES 23/18

Application of three EBA Guidelines : EBA/GL/2022/01, EBA/GL/2022/11, EBA/GL/2023/05

The EBA consults on new Guidelines on preventing the abuse of funds and certain crypto-assets transfers for money laundering and terrorist financing purposes

The consultation runs until 26 February 2024. Further information can be found on the The EBA consults on new Guidelines on preventing the abuse of funds and certain crypto-assets transfers for money laundering and terrorist financing purposes | European Banking Authority (europa.eu)

CSSF communication on GBP Liability Driven Investment Funds consultation

The CSSF is consulting on a proposal to introduce macroprudential measures by imposing a minimum yield buffer to GBP denominated Liability Driven Investment (LDI) funds, via the use of Article 25 of the Alternative Investment Fund Managers’ Directive on the use of information by competent…

2023 Survey on Financial Crime

The CSSF will start the annual online survey for the year 2023 on 19 February 2024. The objective is to collect standardised key information concerning money laundering and terrorism financing (ML/TF) risks to which professionals under CSSF supervision are exposed and the implementation of measures…

Reports foreseen by Circulars CSSF 21/788, 21/789 and 21/790, applicable as from year-end 31 December 2023, now available in eDesk and information on main updates

On 22 December 2021, the CSSF published Circulars CSSF 21/788, 21/789 and 21/790 which introduced new reports in order to improve the risk-based supervision of the CSSF, both for prudential and AML/CFT purposes, concerning investment fund managers (IFMs) and undertakings for collective investment (UCIs). The…

Communiqué UCITS marketing notifications

Following the publication of Circular CSSF 22/810 on 12 May 2022, the CSSF informs Luxembourg UCITS wishing to notify or de-notify arrangements for marketing of shares in another Member State in accordance with Article 6 of the 2010 Law, that they must comply with the marketing…

Reporting according to Annex IV of Commission Delegated Regulation (EU) No 231/2013 supplementing Directive 2011/61/EU – Addition of new rules and updates of ESMA’s AIFMD Q&As

Following the implementation in November 2023 of the revised IT technical guidance introduced in ESMA’s AIFMD Reporting Technical Guidance – revision 6 document, the CSSF has updated the corresponding document AIFM Reporting – Technical Guidance – CSSF on its website. The CSSF document describes the different…

Circular CSSF 23/845

Update of Circular CSSF 22/821 on the long form report and Circular CSSF 22/826 on the statutory audit mandate

MMF Reporting dashboard – December 2022

This MMF Reporting Dashboard encompasses a set of indicators based on the data reported under Article 37 of the MMF Regulation, with data as from Q1/2020 onwards.
All statistics: link to the “Statistics” page

Circular CSSF 23/844

Reporting obligations for Alternative Investment Fund Managers (repeal of Circular CSSF 14/581)