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Publication of Circulars CSSF 21/788, 21/789 and 21/790 concerning IFMs and UCIs
The CSSF published today three circulars whose aim is to improve the Risk-Based Supervision of the CSSF, both for prudential and AML/CFT purposes, concerning investment fund managers (IFMs) and undertakings for collective investment (UCIs). Circular CSSF 21/788 introduces a new CSSF AML/CFT external report to…
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11 January 2022
Circular CSSF 22/792
Application of the Guidelines of the European Securities and Market Authority on Settlement Fails Reporting under Article 7 of CSDR (ESMA70-156-4717).
4 January 2022
Circular CSSF 22/791
specifying the criteria to assess the exceptional cases when institutions exceed the large exposure limits of Article 395(1) of Regulation (EU) No 575/2013 and the time and measures to return to compliance pursuant to Article 396(3) of Regulation (EU) No 575/2013 (EBA/GL/2021/09)
28 December 2021
ESRB recommendation on the use of the LEI for the identification of legal entities
On 24 September 2020, the ESRB issued a recommendation on the use of LEI codes for the identification of legal entities (see ESRB/2020/12). This recommendation aims at promoting the adoption and the use of LEI codes for all legal entities involved in financial transactions, especially…
11 January 2022
- Circular CSSF
Circular CSSF 22/792
Application of the Guidelines of the European Securities and Market Authority on Settlement Fails Reporting under Article 7 of CSDR (ESMA70-156-4717).
7 January 2022
- Warning
Warning concerning the activities of an entity named Fraud Protection Assosiation
The Commission de Surveillance du Secteur Financier (CSSF) warns the public of the activities of an entity named “Fraud Protection Assosiation” which, on the website www.thefpa.net presents itself as an association for the protection against frauds and pretends to be established at 21 Rue Glesener, 1631…
6 January 2022
- Warning
Warning concerning the website www.kpxinternationalholdings.com
The Commission de Surveillance du Secteur Financier (CSSF) warns the public of the website www.kpxinternationalholdings.com where an entity offers investment services by misusing the name and address of the company incorporated under Luxembourg law KPX International Holdings S.à r.l. The CSSF informs the public that…
6 January 2022
- Communiqué
EBA alerts on the detrimental impact of unwarranted de-risking and ineffective management of money laundering and terrorist financing risks
EBA communiqué
The European Banking Authority (EBA) published today its Opinion on the scale and impact of de-risking in the EU and the steps competent authorities should take to tackle unwarranted de-risking. Providing access to at least basic financial products and services is a prerequisite…
4 January 2022
- Circular CSSF
Circular CSSF 22/791
specifying the criteria to assess the exceptional cases when institutions exceed the large exposure limits of Article 395(1) of Regulation (EU) No 575/2013 and the time and measures to return to compliance pursuant to Article 396(3) of Regulation (EU) No 575/2013 (EBA/GL/2021/09)
28 December 2021
- Warning
Warning regarding fraudulent activities where the name of the payment institution Olky Payment Service Provider S.A. is being misused
The Commission de Surveillance du Secteur Financier (CSSF) warns the public of unknown people misusing the name and address of the Luxembourg payment institution Olky Payment Service Provider S.A. These people contact without solicitation consumers and offer investment products. By doing so, they send emails…
28 December 2021
- Press release
Global situation of undertakings for collective investment at the end of November 2021
Press release 21/32
As at 30 November 2021, the total net assets of undertakings for collective investment, comprising UCIs subject to the 2010 Law, specialised investment funds and SICARs, amounted to EUR 5,749.910 billion compared to EUR 5,718.484 billion as at 31 October 2021, i.e.…
28 December 2021
- Communiqué
ESRB recommendation on the use of the LEI for the identification of legal entities
On 24 September 2020, the ESRB issued a recommendation on the use of LEI codes for the identification of legal entities (see ESRB/2020/12). This recommendation aims at promoting the adoption and the use of LEI codes for all legal entities involved in financial transactions, especially…
27 December 2021
- Warning
Warning regarding the activities of an entity named Keller & Favre
The Commission de Surveillance du Secteur Financier (CSSF) warns the public of an entity named “Keller & Favre” (website : www.kf-finance.net) which offers investment services and pretends to be established at 1 rue Val-Sainte-Croix, Luxembourg. The CSSF informs the public that the entity presenting itself on…
27 December 2021
- CSSF Regulation
CSSF Regulation No 21-05 of 24 December 2021 (only in French)
on the setting of the countercyclical buffer rate for the first quarter of 2022
23 December 2021
- CSSF Regulation
Regulation CSSF No 21-04 (only in French)
concerning systemically important institutions authorised in Luxembourg
22 December 2021
- Grand-ducal Regulation
Grand-ducal Regulation of 17 December 2021
relating to the fees to be levied by the Commission de Surveillance du Secteur Financier
22 December 2021
- Communiqué
Publication of Circulars CSSF 21/788, 21/789 and 21/790 concerning IFMs and UCIs
The CSSF published today three circulars whose aim is to improve the Risk-Based Supervision of the CSSF, both for prudential and AML/CFT purposes, concerning investment fund managers (IFMs) and undertakings for collective investment (UCIs). Circular CSSF 21/788 introduces a new CSSF AML/CFT external report to…
22 December 2021
- Circular CSSF
Circular CSSF 21/790 (only in French)
Practical rules concerning the self-assessment questionnaire to be submitted annually by Luxembourg undertakings for collective investment. The engagement of Luxembourg undertakings for collective investments’ approved statutory auditors and practical rules concerning the management letter and the separate report to be drawn up annually.
22 December 2021
- Circular CSSF
Circular CSSF 21/789 (only in French)
Practical rules concerning the self-assessment questionnaire to be submitted annually by investment fund managers. The engagement of investment fund managers’ approved statutory auditors and practical rules concerning the management letter and the separate report to be drawn up annually.
22 December 2021
- Circular CSSF
Circular CSSF 21/788
Guidelines for the Collective Investment Sector on the CSSF AML/CFT external report
Updated on
21 December 2021
- CSSF FAQ
FAQ regarding the AML/CFT Market Entry Form (Funds and IFMs)
This publication refers to a list of questions/answers (FAQ) in relation to the completion of the AML/CFT Market Entry Form (Funds and IFMs) in eDesk.
21 December 2021
- Warning
Warning regarding the activities of an entity named Latitude Escrow Services
The Commission de Surveillance du Secteur Financier (CSSF) warns the public of the activities of an entity named “Latitude Escrow Services” (website: http://www.latitude-escrowservices.org/) which offers investment services and pretends to be established at Boulevard Royal, L-2449 Luxembourg. The CSSF informs the public that the entity…
21 December 2021
- Warning
Warning regarding the activities of an entity named International Registration and Transfer Group
The Commission de Surveillance du Secteur Financier (CSSF) warns the public of the activities of an entity named “International Registration and Transfer Group” (website: http://www.irtg.org/)) which offers investment services and pretends to be established at Boulevard Royal, L-2449 Luxembourg. The CSSF informs the public that…
20 December 2021
- Circular CSSF
Circular CSSF 21/787
Application of the EBA Guidelines (EBA/GL/2021/03) on major incident reporting under PSD2
20 December 2021
- Other statistics
MMF Reporting dashboard - December 2020
This MMF Reporting Dashboard encompasses a first set of indicators based on the data reported under Article 37 of the MMF Regulation, with data as from Q1/2020 onwards.