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Global situation of undertakings for collective investment at the end of April 2023
7 June 2023
Press release 23/10
As at 30 April 2023, the total net assets of undertakings for collective investment, comprising UCIs subject to the 2010 Law, specialised investment funds and SICARs, amounted to EUR 5,139.027 billion compared to EUR 5,148.688 billion as at 31 March 2023, i.e.…
Publication of Q&As by the Commission des normes comptables (CNC) (only in French)
1 June 2023
La CSSF souhaite relayer certaines publications de la Commission des normes comptables. Ainsi, la CNC a publié cinq « Questions / Réponses » (nouveaux et révisés) qui sont accessibles en ligne sur son site Internet sous la section « Actualités » (http://www.cnc.lu/actualites) et sous la section « Publications », sous-section « Doctrine »…
Launch of the ESMA Common Supervisory Action on the application of MiFID II disclosure rules with regard to marketing communications and advertisements of financial products
31 May 2023
Marketing communications and advertisements play a key role in determining consumer behaviour and influencing investment decisions and activities. This is particularly relevant for less experienced investors and given the significant increase of online marketing communications such as apps, websites, social media and collaborations with affiliates…
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Global situation of undertakings for collective investment at the end of April 2023
7 June 2023
- Press release
Press release 23/10
As at 30 April 2023, the total net assets of undertakings for collective investment, comprising UCIs subject to the 2010 Law, specialised investment funds and SICARs, amounted to EUR 5,139.027 billion compared to EUR 5,148.688 billion as at 31 March 2023, i.e.…
Warning concerning the fraudulent activities carried out by the entity Luxem Capital (website: https://luxemcapital.com/)
2 June 2023
- Warning
Reason of warning: Illicit activities Company name: Luxem Capital Alleged registered office: 11, rue Eugène Ruppert, L-2453 Luxembourg Authorisation in Luxembourg: None Website: https://luxemcapital.com/ Email address: support@luxemcapital.com Phone number: +352 30 65 00 18 Note: The entity is not supervised by the CSSF and it…
Publication of Q&As by the Commission des normes comptables (CNC) (only in French)
1 June 2023
- Communiqué
La CSSF souhaite relayer certaines publications de la Commission des normes comptables. Ainsi, la CNC a publié cinq « Questions / Réponses » (nouveaux et révisés) qui sont accessibles en ligne sur son site Internet sous la section « Actualités » (http://www.cnc.lu/actualites) et sous la section « Publications », sous-section « Doctrine »…
Launch of the ESMA Common Supervisory Action on the application of MiFID II disclosure rules with regard to marketing communications and advertisements of financial products
31 May 2023
- Communiqué
Marketing communications and advertisements play a key role in determining consumer behaviour and influencing investment decisions and activities. This is particularly relevant for less experienced investors and given the significant increase of online marketing communications such as apps, websites, social media and collaborations with affiliates…
Survey in relation to Circular CSSF 21/769 on Teleworking
26 May 2023
- Communiqué
The CSSF informs the supervised entities it is performing a data collection exercise addressed to supervised entities, as part of the requirement of Circular CSSF 21/769, as amended, under points 67 and 36 respectively. A short questionnaire is addressed to relevant supervised entities with instructions…
Publication of Circulars CSSF 23/836, CSSF 23/837 and CSSF 23/838 adopting the Guidelines on the European Banking Authority’s remuneration data collection exercises for Banks and Investment firms
26 May 2023
- Communiqué
On 26 May 2023, the CSSF has published the following three Circulars, adopting the Guidelines of the European Banking Authority (“EBA”) on remuneration data collection exercises: Circular CSSF 23/836 adopting the EBA Guidelines on the benchmarking exercises on remuneration practices, the gender pay gap and…
Administrative sanctions of 31 January 2023
26 May 2023
- Administrative sanction
Administrative sanctions imposed on the investment fund manager Invesco Real Estate Management S.à r.l.
Warning concerning the website https://www.mon-acces-personnel.com and fraudulent activities where the name of the company QUILVEST CAPITAL PARTNERS AM S.A. is misused
26 May 2023
- Warning
The CSSF warns the public of the website https://www.mon-acces-personnel.com and of unknown persons who contact without solicitation potential investors, thereby misusing the name of the Luxembourg company QUILVEST CAPITAL PARTNERS AM S.A. In doing so, they send emails in the address format Forename.Surname@quilvesteurope.com. The CSSF…
Circular CSSF 23/838
26 May 2023
- Circular CSSF
Application of the Guidelines of the European Banking Authority (“EBA”) on the benchmarking exercises on remuneration practices and the gender pay gap under Directive (EU) 2019/2034 (EBA/GL/2022/07)
Circular CSSF 23/837
26 May 2023
- Circular CSSF
Application of the Guidelines of the European Banking Authority (“EBA”) on the data collection exercises regarding high earners under Directive 2013/36/EU and under Directive (EU) 2019/2034 (EBA/GL/2022/08)
Circular CSSF 23/836
26 May 2023
- Circular CSSF
Application of the Guidelines of the European Banking Authority (“EBA”) on the benchmarking exercises on remuneration practices, the gender pay gap and approved higher ratios under Directive 2013/36/EU (EBA/GL/2022/06)
Warning regarding the activities of an entity named Coin Option or Coin Option Bank Europe S.A. (https://gocoinoptions.com/#/home)
25 May 2023
- Warning
The CSSF warns the public of the website https://gocoinoptions.com/#/home where an entity offers investment services under the name “Coin Option” or “Coin Option Bank Europe S.A.” and pretends to be established as an authorised bank in Luxembourg and supervised by the CSSF. Moreover, the aforementioned…
Circular CSSF 23/835
24 May 2023
- Circular CSSF
Application of the Guidelines of the European Securities and Markets Authority on certain aspects of the MiFID II suitability requirements
Warning regarding the company International Markets Live Inc (IM MASTERY ACADEMY) (website https://im.academy/)
24 May 2023
- Warning
The CSSF warns the public of the activities of the company Markets Live Inc (IM MASTERY ACADEMY) (website: https://im.academy/) which offers subscriptions for various training and software solutions to accompany potential investors in activities related to trading in forex products and contracts for differences (“CFDs”).…
Circular CSSF-CPDI 23/36
23 May 2023
- Circular CSSF
Amendment to Circular CSSF 13/555
Circular CSSF-CPDI 23/35
23 May 2023
- Circular CSSF
Update of Circular CSSF-CPDI 16/02 on the scope of the deposit guarantee and the investor compensation
Circular CSSF 23/834
16 May 2023
- Circular CSSF
Mandatory use of the IMAS Portal for certain supervisory processes
Circular CSSF 23/833 (only in French)
16 May 2023
- Circular CSSF
Communication means for requests and reporting to the CSSF (repeal of Circulars CSSF 08/334 on encryption specifications for reporting firms and CSSF 08/344 on the provisions relating to the transmission of reporting files to the CSSF)
Circular CSSF-CODERES 23/16
15 May 2023
- Circular CSSF
Single Resolution Fund – Information on/announcement of raising 2023 ex-ante contributions according to Articles 69 and 70 of Regulation (EU) No 806/2014 of the European Parliament and of the Council of 15 July 2014
Warning concerning the website www.sb-finance-lu.com
10 May 2023
- Warning
The CSSF warns the public of the website www.sb-finance-lu.com where an unknown entity presents itself as “investment firm” offering investment services (including alternative wealth management services) under the name “SB Finance” and pretending to be established at the addresses “52 r. de Koerich, Luxembourg” and…