Regulatory framework

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1502 Result(s)

EU Regulation

Published on 04.02.2023

Council Regulation (EU) 2023/250 of 4 February 2023

amending Regulation (EU) No 833/2014 concerning restrictive measures in view of Russia’s actions destabilising the situation in Ukraine

Lien

Link
EU Regulation

Published on 04.02.2023

Commission Implementing Regulation (EU) 2023/251 of 4 February 2023

amending Council Regulation (EU) No 833/2014 concerning restrictive measures in view of Russia’s actions destabilising the situation in Ukraine

Lien

Link
EU FAQ

Published on 03.02.2023

ESMA Questions and Answers on the Prospectus Regulation

ESMA/2019/ESMA31-62-1258

Link
Supervisory disclosure document

Published on 31.01.2023

Part 1 – Transposition of directive (UE) 2019/2034 (2021)

XLSX (13.69Kb)
Supervisory disclosure document

Published on 31.01.2023

Part 2 – Model approval (2021)

XLSX (18.56Kb)
Supervisory disclosure document

Published on 31.01.2023

Part 3 – Specific disclosure requirements applied to investment firms (2021)

XLSX (11.16Kb)
Supervisory disclosure document

Published on 31.01.2023

Part 4 – Regulatory reporting (2021)

XLSX (10.23Kb)
Supervisory disclosure document

Published on 31.01.2023

Part 1 – Options and discretions set out in Directive (EU) 2019/2034, Regulation (EU) 2019/2033 (2021)

XLSX (39.48Kb)
Supervisory disclosure document

Published on 31.01.2023

Part 2 – Number of investment firms using transitional provisions set out in Directive (EU) 2019/2034 and Regulation (EU) 2019/2033 (2021)

XLSX (11.31Kb)
Supervisory disclosure document

Published on 31.01.2023

Part 3 – Variable elements of remuneration (Article 32 of Directive (EU) 2019/2034) (2021)

XLSX (49.75Kb)
Supervisory disclosure document

Published on 31.01.2023

Supervisory Review and Evaluation Process (SREP) (2021)

XLSX (14Kb)
Supervisory disclosure document

Published on 31.01.2023

Individual data per Competent Authority (year 2021)

XLSX (12.61Kb)
Supervisory disclosure document

Published on 31.01.2023

Data on market risk (year 2021)

XLSX (12.26Kb)
Supervisory disclosure document

Published on 31.01.2023

Data on supervisory measures and administrative penalties (year 2021)

XLSX (12.84Kb)
Supervisory disclosure document

Published on 31.01.2023

Data on exemptions (year 2021)

XLSX (10.99Kb)
EU Regulation

Published on 30.01.2023

Council Implementing Regulation (EU) 2023/192 of 30 January 2023

implementing Regulation (EU) No 269/2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine

Lien

Link
EU Regulation

Published on 30.01.2023

Council Implementing Regulation (EU) 2023/180 of 27 January 2023

implementing Regulation (EU) 2022/2474 amending Regulation (EU) No 833/2014 concerning restrictive measures in view of Russia’s actions destabilising the situation in Ukraine

Lien

Link
Circular CSSF

Published on 19.01.2023

Circular CSSF 23/829

on the application of the Guidelines on the criteria for the exemption of investment firms from liquidity requirements in accordance with Article 43(4) of Regulation (EU) 2019/2033 (EBA/GL/2022/10)

PDF (159.77Kb)
CSSF Regulation

Published on 02.01.2023

CSSF Regulation No 22-08 of 31 December 2022

on the setting of the countercyclical buffer rate for the first quarter of 2023

Lien

PDF (216.35Kb)
Grand-ducal Regulation

Published on 01.01.2023

Grand-ducal Regulation of 23 December 2022

relating to the fees to be levied by the Commission de Surveillance du Secteur Financier

Lien

PDF (275.86Kb)

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1502 Result(s)