Archives: Documents

10 Results

  • CSSF circular
    Document date: 19 January 2024

    Circular CSSF 24/850 (as amended by Circular CSSF 25/903)

    Practical rules concerning the descriptive report and the self-assessment questionnaire to be submitted on an annual basis by support PFS.

    Engagement of the réviseurs d’entreprises agréés (approved statutory auditors) of support PFS and practical rules concerning the management letter and the separate report to be drawn up on an annual basis.

    Relevant for: Support PFS
    Topics: AML/CFT Approved statutory auditor (réviseur d'entreprises agréé) Cabinet de révision agréé Cybersecurity Information and communications technology (ICT) Information security Internal governance Operational risk Outsourcing Risk management
  • CSSF circular
    Document date: 23 December 2025

    Circular CSSF 25/903

    Update of Circular CSSF 24/850 on the practical rules concerning the descriptive report and the self-assessment questionnaire to be submitted on an annual basis by support PFS, as well as the engagement of the réviseurs d’entreprises agréés (approved statutory auditors) of support PFS and practical rules concerning the management letter and the separate report to be drawn up on an annual basis.

    Relevant for: Support PFS
    Topics: Approved statutory auditor (réviseur d'entreprises agréé) Cabinet de révision agréé Cybersecurity eDesk Information and communications technology (ICT) Information security Internal governance Operational risk Outsourcing Risk management
  • Technical document
    Document date: 19 December 2025

    Compilation of key concepts and terms used in the field area of investment funds other than UCITS and MMFs and explanations on how the CSSF defines understands them

    Relevant for: Investment companies in risk capital (SICARs) Other specific authorisations, registrations and information Specialised investment funds (SIFs) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: AIF (alternative investment fund) Authorisation Financial education
  • CSSF circular
    Document date: 19 December 2025

    Circular CSSF 25/901

    relating to specialised investment funds, investment companies in risk capital and undertakings for collective investment subject to Part II of the Law of 17 December 2010

    Relevant for: Investment companies in risk capital (SICARs) Other specific authorisations, registrations and information Specialised investment funds (SIFs) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: AIF (alternative investment fund) Authorisation Financial education