Archives: Documents

10 Results

  • EU regulation
    Document date: 17 March 2014

    Council Regulation (EU) No 269/2014 of 17 March 2014

    concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)
    Topics: International sanctions Restrictive measures Ukraine
  • EU regulation
    Document date: 10 March 2014

    Council Regulation (EU) No 224/2014 of 10 March 2014

    concerning restrictive measures in view of the situation in the Central African Republic

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)
    Topics: International sanctions Restrictive measures
  • EU regulation
    Document date: 5 March 2014

    Council Regulation (EU) No 208/2014 of 5 March 2014

    concerning restrictive measures directed against certain persons, entities and bodies in view of the situation in Ukraine

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)
    Topics: International sanctions Restrictive measures Ukraine
  • Ministerial regulation
    Document date: 27 November 2013

    Ministerial Regulation of 27 November 2013

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS
    Topics: International sanctions Restrictive measures Terrorist financing
  • Ministerial regulation
    Document date: 25 October 2013

    Ministerial Regulation of 25 October 2013

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS
    Topics: International sanctions Restrictive measures Terrorist financing
  • Ministerial regulation
    Document date: 22 October 2013

    Ministerial Regulation of 22 October 2013

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS
    Topics: International sanctions Restrictive measures Terrorist financing