Archived since 21 February 2022
Published on 20 March 2020

ESMA clarifies position on call taping under MiFID II

Considering the exceptional circumstances created by the COVID-19 outbreak, the European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has issued a Public Statement to clarify issues regarding the application by firms of the MiFID II requirements on the recording of telephone conversations.

Please find below a link to the document:

The CSSF, in coordination with ESMA and the other national competent authorities, continues to monitor developments in financial markets, including the application of relevant EU requirements by market participants, as a result of the COVID-19 situation.