Year: 2024

10 Results

  • Communiqué
    Published on: 21 October 2024

    Communication to the investment fund industry in relation to the ESMA Guidelines on funds’ names using ESG or sustainability-related terms

    Main topics: Sustainable finance
    Relevant for: Alternative investment fund managers Investment companies in risk capital (SICARs) Management companies - Chapter 15 Other specific authorisations, registrations and information Pension fund Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Internal governance Transparency
  • Communiqué
    Published on: 16 October 2024

    Reminder of the procedures of transmission for Key Information Document (KID) and official documents (MR/AI)

    (published on 16 September 2024, updated on 16 October 2024)

    Relevant for: Investment companies in risk capital (SICARs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Information and communications technology (ICT)
  • Communiqué
    Published on: 15 October 2024

    Communication regarding ESMA Questions and Answers

    Main topics: Benchmarks European Market Infrastructure Regulation (EMIR) Information requirements for issuers of securities Market abuse Markets in Financial Instruments (MiFID II/MiFIR) Prospectus Securities Financing Transaction Regulation (SFTR) Short Selling (SSR)
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Investment firms Investment fund managers Investment funds and vehicles
  • Communiqué
    Published on: 7 October 2024

    26 October 2024: End of the Transition Period under the EMIR RTS and ITS on reporting

    Main topics: European Market Infrastructure Regulation (EMIR)
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Investment companies in risk capital (SICARs) Investment firms Investment fund managers Securitisation undertakings Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Central counterparty (CCP) Derivative contracts Financial counterparty (FC) Non-financial counterparty (NFC) Risk management Trade repository (TR)
  • Communiqué
    Published on: 3 October 2024

    The final CEAOB guidelines on limited assurance on sustainability reporting are now public

    Main topics: Corporate Sustainability Reporting Directive (CSRD)
    Relevant for: Public Oversight of the Audit Profession
    Topics: Approved statutory auditor (réviseur d'entreprises agréé) Audit Committee Audit firm Auditing standards Cabinet de révision agréé Issuer Public-interest entities Statutory auditor (réviseur d'entreprises) Third-country audit entities