Archives: Documents

10 Results

  • Guidelines
    Document date: 9 December 2022

    The EBA Guidelines on the use of remote customer onboarding solutions

    EBA/GL/2022/15

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Credit servicers Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)
    Topics: AML/CFT Artificial Intelligence (AI) Customer onboarding Cybersecurity Data protection Financial innovation FinTech Information security Outsourcing Risk management
  • Studies and reports
    Document date: 7 December 2022

    Annex to the 2022 Supranational Report of the European Commission

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)
  • Studies and reports
    Document date: 7 December 2022

    2022 Supranational Report of the European Commission

    on the assessment of the risk of money laundering and terrorist financing

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)
    Topics: AML/CFT Terrorist financing
  • CSSF circular
    Document date: 6 December 2022

    Circular CSSF 22/823

    Update of Circular CSSF 14/593, as amended by Circulars CSSF 15/613, 15/621, 16/640, 17/663, 18/678, 18/685, 19/715, 19/729, 20/745 and 21/774, on supervisory reporting requirements applicable to credit institutions

    Relevant for: Credit institutions
  • CSSF FAQ
    Document date: 2 December 2022

    CSSF FAQ Sustainable Finance Disclosure Regulation (SFDR)

    The FAQs aim at providing further clarity on aspects of Regulation (EU) 2019/2088 on sustainability-related disclosures in the financial sector (SFDR).
    Version 4

    Main topics: Sustainable finance
    Relevant for: Alternative investment fund managers Investment companies in risk capital (SICARs) Management companies - Chapter 15 Pension fund Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: AIF (alternative investment fund) Internal governance Risk management Transparency Transparency exercise UCI prospectus