Documents – Page 111

EU regulation

Document date: 3 April 2023

Council Implementing Regulation (EU) 2023/722 of 31 March 2023

implementing Regulation (EU) 2023/427 amending Regulation (EU) No 833/2014 concerning restrictive measures in view of Russia’s actions destabilising the situation in Ukraine

Main topics: Financial crime

Topics: International sanctions Restrictive measures Ukraine

CSSF regulation

Document date: 31 March 2023

CSSF Regulation No 23-01 of 31 March 2023

on the setting of the countercyclical buffer rate for the second quarter of 2023

Relevant for: Credit institutions Investment firms

Topics: Capital requirement

Administrative sanction

Document date: 30 March 2023

Administrative penalty of 24 January 2023

Administrative penalty imposed on the credit institution European Depositary Bank S.A.

Relevant for: Credit institutions

Public consultation

Document date: 30 March 2023

Archived since 13 March 2026

The EBA consults on draft Guidelines amending the Risk Based Supervision Guidelines

EBA

Main topics: Financial crime

Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)

Topics: AML/CFT

List

Document date: 29 March 2023

List of members of the Expert Working Group Specialised PFS regarding AML/CFT

Relevant for: Specialised PFS

Topics: AML/CFT

EU regulation

Document date: 27 March 2023

Corrigendum to Council Implementing Regulation (EU) 2023/419 of 24 February 2023

implementing Article 8a of Regulation (EC) No 765/2006 concerning restrictive measures in view of the situation in Belarus and the involvement of Belarus in the Russian aggression against Ukraine

Main topics: Financial crime

Topics: International sanctions Restrictive measures Ukraine

Monthly statistics

Document date: 27 March 2023

Basic statistical data on UCIs – February 2023 (only in French)

Relevant for: Investment funds and vehicles

Technical document

Document date: 24 March 2023

SFDR UCI precontractual data collection – practical and technical guidance

Main topics: Sustainable finance

Relevant for: Alternative investment fund managers Management companies - Chapter 15 Pension fund Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)

Topics: AIF (alternative investment fund) Internal governance Risk management Transparency Transparency exercise UCI prospectus

CSSF circular

Document date: 24 March 2023

Archived since 6 May 2024

Circular CSSF 23/831 repealed by Circular CSSF 24/857

ESMA Guidelines on stress test scenarios under Article 28 of the Money Market Fund Regulation

Relevant for: Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)

Topics: Money Market Fund (MMF) Stress test

CSSF circular

Document date: 20 March 2023

Circular CSSF 23/830

Clarification on the public disclosure framework applicable to credit institutions and CRR investment firms (Pillar 3)

Relevant for: Credit institutions

Topics: Internal governance Risk management Supervisory disclosure Transparency

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